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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TVTX icon
651
Travere Therapeutics
TVTX
$5.74B
$22K ﹤0.01%
1,000
– –
PCI
652
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$22K ﹤0.01%
1,000
– –
MXIM
653
DELISTED
Maxim Integrated Products
MXIM
$22K ﹤0.01%
371
-46
-11% -$2.73K
FIGY
654
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
$22K ﹤0.01%
139
– –
ADSK icon
655
Autodesk
ADSK
$54.1B
$21K ﹤0.01%
173
– –
BN icon
656
Brookfield
BN
$109B
$21K ﹤0.01%
1,530
+92
+6% +$1.33K
FBT icon
657
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$21K ﹤0.01%
161
– –
HSBC icon
658
HSBC
HSBC
$354B
$21K ﹤0.01%
488
-125
-20% -$5.95K
IGE icon
659
iShares North American Natural Resources ETF
IGE
$778M
$21K ﹤0.01%
660
-235
-26% -$8.13K
MIN
660
Aberdeen Intermediate Income Fund
MIN
$278M
$21K ﹤0.01%
5,500
– –
NAD icon
661
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$21K ﹤0.01%
1,632
– –
OCSL icon
662
Oaktree Specialty Lending
OCSL
$1.12B
$21K ﹤0.01%
1,667
– –
VMO icon
663
Invesco Municipal Opportunity Trust
VMO
$658M
$21K ﹤0.01%
1,829
– –
XBI icon
664
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$21K ﹤0.01%
241
+100
+71% +$9.13K
JPS
665
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$21K ﹤0.01%
2,154
+28
+1% +$269
AYI icon
666
Acuity Brands
AYI
$10.6B
$20K ﹤0.01%
146
-2
-1% -$308
CGW icon
667
Invesco S&P Global Water Index ETF
CGW
$1.07B
$20K ﹤0.01%
589
– –
CRSP icon
668
CRISPR Therapeutics
CRSP
$5.17B
$20K ﹤0.01%
450
– –
DAL icon
669
Delta Air Lines
DAL
$58.7B
$20K ﹤0.01%
376
+22
+6% +$1.21K
EWJ icon
670
iShares MSCI Japan ETF
EWJ
$22.6B
$20K ﹤0.01%
336
+65
+24% +$3.99K
FXH icon
671
First Trust Health Care AlphaDEX Fund
FXH
$1.12B
$20K ﹤0.01%
290
-100
-26% -$7.21K
GHYG icon
672
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$20K ﹤0.01%
401
+61
+18% +$3.08K
HES
673
DELISTED
Hess
HES
$20K ﹤0.01%
401
– –
IYK icon
674
iShares US Consumer Staples ETF
IYK
$1.43B
$20K ﹤0.01%
516
– –
LOPE icon
675
Grand Canyon Education
LOPE
$3.82B
$20K ﹤0.01%
200
– –
25 26
27
28 29

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.