CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
-1.67%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.1M
Cap. Flow %
1.66%
Top 10 Hldgs %
50.32%
Holding
1,413
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.62M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.15M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.95M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.3M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2M

Top Sells

1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.55M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.43M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.87M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.48M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.26M

Sector Composition

1 Financials 8.36%
2 Technology 5.39%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TVTX icon
651
Travere Therapeutics
TVTX
$1.93B
$22K ﹤0.01%
1,000
– –
PCI
652
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$22K ﹤0.01%
1,000
– –
MXIM
653
DELISTED
Maxim Integrated Products
MXIM
$22K ﹤0.01%
371
-46
-11% -$2.73K
FIGY
654
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
$22K ﹤0.01%
139
– –
ADSK icon
655
Autodesk
ADSK
$69.3B
$21K ﹤0.01%
173
– –
BN icon
656
Brookfield
BN
$99B
$21K ﹤0.01%
1,020
+61
+6% +$1.26K
FBT icon
657
First Trust NYSE Arca Biotechnology Index Fund
FBT
$1.08B
$21K ﹤0.01%
161
– –
HSBC icon
658
HSBC
HSBC
$230B
$21K ﹤0.01%
488
-125
-20% -$5.38K
IGE icon
659
iShares North American Natural Resources ETF
IGE
$612M
$21K ﹤0.01%
660
-235
-26% -$7.48K
MIN
660
MFS Intermediate Income Trust
MIN
$310M
$21K ﹤0.01%
5,500
– –
NAD icon
661
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$21K ﹤0.01%
1,632
– –
OCSL icon
662
Oaktree Specialty Lending
OCSL
$1.23B
$21K ﹤0.01%
1,667
– –
VMO icon
663
Invesco Municipal Opportunity Trust
VMO
$631M
$21K ﹤0.01%
1,829
– –
XBI icon
664
SPDR S&P Biotech ETF
XBI
$5.48B
$21K ﹤0.01%
241
+100
+71% +$8.71K
JPS
665
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$21K ﹤0.01%
2,154
+28
+1% +$273
AYI icon
666
Acuity Brands
AYI
$10.3B
$20K ﹤0.01%
146
-2
-1% -$274
CGW icon
667
Invesco S&P Global Water Index ETF
CGW
$997M
$20K ﹤0.01%
589
– –
CRSP icon
668
CRISPR Therapeutics
CRSP
$4.88B
$20K ﹤0.01%
450
– –
DAL icon
669
Delta Air Lines
DAL
$39.6B
$20K ﹤0.01%
376
+22
+6% +$1.17K
EWJ icon
670
iShares MSCI Japan ETF
EWJ
$15.5B
$20K ﹤0.01%
336
+65
+24% +$3.87K
FXH icon
671
First Trust Health Care AlphaDEX Fund
FXH
$936M
$20K ﹤0.01%
290
-100
-26% -$6.9K
GHYG icon
672
iShares US & Intl High Yield Corp Bond ETF
GHYG
$176M
$20K ﹤0.01%
401
+61
+18% +$3.04K
HES
673
DELISTED
Hess
HES
$20K ﹤0.01%
401
– –
IYK icon
674
iShares US Consumer Staples ETF
IYK
$1.33B
$20K ﹤0.01%
516
– –
LOPE icon
675
Grand Canyon Education
LOPE
$5.77B
$20K ﹤0.01%
200
– –
25 26
27
28 29