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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPS
651
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$21K ﹤0.01%
2,126
+38
+2% +$392
MXIM
652
DELISTED
Maxim Integrated Products
MXIM
$21K ﹤0.01%
417
+130
+45% +$6.75K
ANF icon
653
Abercrombie & Fitch
ANF
$4.97B
$20K ﹤0.01%
1,204
– –
BBVA icon
654
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$20K ﹤0.01%
2,362
– –
CGW icon
655
Invesco S&P Global Water Index ETF
CGW
$1.08B
$20K ﹤0.01%
589
– –
CHD icon
656
Church & Dwight Co
CHD
$24.5B
$20K ﹤0.01%
404
+40
+11% +$1.88K
EMN icon
657
Eastman Chemical
EMN
$8.5B
$20K ﹤0.01%
219
– –
FBT icon
658
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.82B
$20K ﹤0.01%
161
– –
HWM icon
659
Howmet Aerospace
HWM
$114B
$20K ﹤0.01%
973
– –
MOO icon
660
VanEck Agribusiness ETF
MOO
$972M
$20K ﹤0.01%
330
+2
+0.6% +$120
PANW icon
661
Palo Alto Networks
PANW
$295B
$20K ﹤0.01%
864
– –
TT icon
662
Trane Technologies
TT
$106B
$20K ﹤0.01%
224
+150
+203% +$13.2K
ETP
663
DELISTED
Energy Transfer Partners, L.P.
ETP
$20K ﹤0.01%
1,163
– –
RGC
664
DELISTED
Regal Entertainment Group
RGC
$20K ﹤0.01%
900
– –
AOS icon
665
A.O. Smith
AOS
$8.68B
$19K ﹤0.01%
+319
New +$19.4K
AZN icon
666
AstraZeneca
AZN
$248B
$19K ﹤0.01%
287
– –
BWA icon
667
BorgWarner
BWA
$14B
$19K ﹤0.01%
442
– –
DAL icon
668
Delta Air Lines
DAL
$60.1B
$19K ﹤0.01%
354
+64
+22% +$3.34K
FHI icon
669
Federated Hermes
FHI
$4.71B
$19K ﹤0.01%
540
– –
HES
670
DELISTED
Hess
HES
$19K ﹤0.01%
401
– –
IYT icon
671
iShares US Transportation ETF
IYT
$2.3B
$19K ﹤0.01%
400
-200
-33% -$9.01K
KYN icon
672
Kayne Anderson Energy Infrastructure Fund
KYN
$2.41B
$19K ﹤0.01%
1,000
– –
LEG icon
673
Leggett & Platt
LEG
$1.31B
$19K ﹤0.01%
400
– –
NEA icon
674
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$19K ﹤0.01%
1,398
– –
PARA
675
DELISTED
Paramount Global Class B
PARA
$19K ﹤0.01%
332
-53
-14% -$3.05K
25 26
27
28 29

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.