We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWA icon
651
BorgWarner
BWA
$13.9B
$20K ﹤0.01%
+442
New +$18K
CGW icon
652
Invesco S&P Global Water Index ETF
CGW
$1.08B
$20K ﹤0.01%
589
– –
CP icon
653
Canadian Pacific Kansas City
CP
$80.5B
$20K ﹤0.01%
625
– –
FBT icon
654
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
$20K ﹤0.01%
161
– –
HWM icon
655
Howmet Aerospace
HWM
$113B
$20K ﹤0.01%
973
– –
IYK icon
656
iShares US Consumer Staples ETF
IYK
$1.41B
$20K ﹤0.01%
516
+99
+24% +$4.01K
JNK icon
657
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$20K ﹤0.01%
182
+18
+11% +$2K
KLAC icon
658
KLA
KLAC
$259B
$20K ﹤0.01%
2,020
+10
+0.5% +$95
PANW icon
659
Palo Alto Networks
PANW
$297B
$20K ﹤0.01%
864
+444
+106% +$10.1K
PGEN icon
660
Precigen
PGEN
$2.59B
$20K ﹤0.01%
1,000
– –
TEL icon
661
TE Connectivity
TEL
$62.6B
$20K ﹤0.01%
239
– –
XNTK icon
662
State Street SPDR NYSE Technology ETF
XNTK
$2.23B
$20K ﹤0.01%
258
– –
FGH
663
DELISTED
FG Group Holdings Inc.
FGH
$20K ﹤0.01%
3,375
– –
VER
664
DELISTED
VEREIT, Inc.
VER
$20K ﹤0.01%
500
– –
GPT
665
DELISTED
Gramercy Property Trust
GPT
$20K ﹤0.01%
652
-175
-21% -$5.24K
AZN icon
666
AstraZeneca
AZN
$250B
$19K ﹤0.01%
287
+27
+10% +$1.71K
CSGP icon
667
CoStar Group
CSGP
$12.3B
$19K ﹤0.01%
720
– –
EMN icon
668
Eastman Chemical
EMN
$8.42B
$19K ﹤0.01%
219
– –
KRE icon
669
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$19K ﹤0.01%
336
+1
+0.3% +$54
LEG icon
670
Leggett & Platt
LEG
$1.31B
$19K ﹤0.01%
400
-350
-47% -$16.9K
LUMN icon
671
Lumen
LUMN
$6.44B
$19K ﹤0.01%
989
-5,125
-84% -$108K
MOO icon
672
VanEck Agribusiness ETF
MOO
$969M
$19K ﹤0.01%
328
+200
+156% +$11.4K
NEA icon
673
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$19K ﹤0.01%
1,398
– –
QQEW icon
674
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$19K ﹤0.01%
350
– –
RPG icon
675
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$19K ﹤0.01%
975
– –
25 26
27
28 29

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.