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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAD icon
651
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$22K ﹤0.01%
1,632
-1,088
-40% -$15.2K
PGR icon
652
Progressive
PGR
$123B
$22K ﹤0.01%
499
+388
+350% +$16.1K
PTF icon
653
Invesco Dorsey Wright Technology Momentum ETF
PTF
$656M
$22K ﹤0.01%
1,440
– –
SHV icon
654
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$22K ﹤0.01%
200
– –
UYG icon
655
ProShares Ultra Financials
UYG
$855M
$22K ﹤0.01%
660
– –
FGH
656
DELISTED
FG Group Holdings Inc.
FGH
$22K ﹤0.01%
3,375
– –
HSBC icon
657
HSBC
HSBC
$364B
$21K ﹤0.01%
511
-4
-0.8% -$155
ILCG icon
658
iShares Morningstar Growth ETF
ILCG
$3.26B
$21K ﹤0.01%
775
– –
J icon
659
Jacobs Solutions
J
$16.8B
$21K ﹤0.01%
484
– –
PHDG icon
660
Invesco S&P 500 Downside Hedged ETF
PHDG
$65.2M
$21K ﹤0.01%
835
– –
TTE icon
661
TotalEnergies
TTE
$189B
$21K ﹤0.01%
40,771
-2,966
-7% -$1.65K
FIGY
662
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
$21K ﹤0.01%
139
– –
A icon
663
Agilent Technologies
A
$39.3B
$20K ﹤0.01%
352
– –
BN icon
664
Brookfield
BN
$109B
$20K ﹤0.01%
1,477
-306
-17% -$4.12K
CP icon
665
Canadian Pacific Kansas City
CP
$79.7B
$20K ﹤0.01%
625
– –
FV icon
666
First Trust Dorsey Wright Focus 5 ETF
FV
$3.75B
$20K ﹤0.01%
808
– –
PUK icon
667
Prudential
PUK
$36.7B
$20K ﹤0.01%
467
-74
-14% -$3.2K
RNP icon
668
Cohen & Steers REIT and Preferred and Income Fund
RNP
$984M
$20K ﹤0.01%
1,000
– –
SUP
669
DELISTED
Superior Industries International
SUP
$20K ﹤0.01%
1,000
– –
VLO icon
670
Valero Energy
VLO
$88.9B
$20K ﹤0.01%
310
– –
VER
671
DELISTED
VEREIT, Inc.
VER
$20K ﹤0.01%
500
+170
+52% +$7.03K
OKS
672
DELISTED
Oneok Partners LP
OKS
$20K ﹤0.01%
400
– –
BBVA icon
673
Banco Bilbao Vizcaya Argentaria
BBVA
$155B
$19K ﹤0.01%
2,362
-307
-12% -$2.48K
CGW icon
674
Invesco S&P Global Water Index ETF
CGW
$1.07B
$19K ﹤0.01%
589
– –
HPE icon
675
Hewlett Packard
HPE
$69.4B
$19K ﹤0.01%
1,538
-515
-25% -$7.17K
25 26
27
28 29

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TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.