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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNP icon
651
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$19K ﹤0.01%
1,000
– –
IBKC
652
DELISTED
IBERIABANK Corp
IBKC
$19K ﹤0.01%
230
– –
S
653
DELISTED
Sprint Corporation
S
$19K ﹤0.01%
2,271
– –
ADRE
654
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$19K ﹤0.01%
600
– –
IRR
655
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$19K ﹤0.01%
3,000
– –
BBVA icon
656
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$18K ﹤0.01%
2,718
+1,709
+169% +$11K
FV icon
657
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$18K ﹤0.01%
808
– –
HSBC icon
658
HSBC
HSBC
$356B
$18K ﹤0.01%
515
+231
+81% +$8.19K
IEUR icon
659
iShares Core MSCI Europe ETF
IEUR
$9.16B
$18K ﹤0.01%
450
-3,320
-88% -$133K
NEA icon
660
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$18K ﹤0.01%
+1,398
New +$18.9K
NGG icon
661
National Grid
NGG
$81.3B
$18K ﹤0.01%
333
– –
NWBI icon
662
Northwest Bancshares
NWBI
$2.28B
$18K ﹤0.01%
1,000
– –
OMC icon
663
Omnicom Group
OMC
$23.4B
$18K ﹤0.01%
215
-60
-22% -$5.03K
QQEW icon
664
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$18K ﹤0.01%
400
– –
SLX icon
665
VanEck Steel ETF
SLX
$176M
$18K ﹤0.01%
500
– –
PXD
666
DELISTED
Pioneer Natural Resource Co.
PXD
$18K ﹤0.01%
100
– –
SSFN
667
DELISTED
Stewardship Financial Corp
SSFN
$18K ﹤0.01%
1,880
– –
FIGY
668
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
$18K ﹤0.01%
139
– –
CAH icon
669
Cardinal Health
CAH
$55.4B
$17K ﹤0.01%
245
+74
+43% +$5.35K
CP icon
670
Canadian Pacific Kansas City
CP
$80.5B
$17K ﹤0.01%
625
– –
EHI
671
Western Asset Global High Income Fund
EHI
$178M
$17K ﹤0.01%
1,820
– –
GUT
672
Gabelli Utility Trust
GUT
$559M
$17K ﹤0.01%
2,770
– –
ITUB icon
673
Itaú Unibanco
ITUB
$87.5B
$17K ﹤0.01%
3,474
-5
-0.1% -$26
MCHP icon
674
Microchip Technology
MCHP
$46B
$17K ﹤0.01%
544
-38
-7% -$1.2K
TRIP icon
675
TripAdvisor
TRIP
$1.26B
$17K ﹤0.01%
380
– –
25 26
27
28 29

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.