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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEL icon
651
TE Connectivity
TEL
$62.6B
$14K ﹤0.01%
237
+4
+2% +$243
TRP icon
652
TC Energy
TRP
$65.9B
$14K ﹤0.01%
420
– –
XLP icon
653
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$14K ﹤0.01%
291
– –
SRCL
654
DELISTED
Stericycle Inc
SRCL
$14K ﹤0.01%
97
-3
-3% -$418
BOJA
655
DELISTED
Bojangles', Inc. Common Stock
BOJA
$14K ﹤0.01%
+940
New +$20.3K
CAB
656
DELISTED
Cabela's Inc
CAB
$14K ﹤0.01%
351
+300
+588% +$14K
GGP
657
DELISTED
GGP Inc.
GGP
$14K ﹤0.01%
517
– –
CRC
658
DELISTED
California Resources Corporation
CRC
$14K ﹤0.01%
374
-3
-0.8% -$118
BSJF
659
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$14K ﹤0.01%
575
– –
ALB icon
660
Albemarle
ALB
$15.5B
$13K ﹤0.01%
261
+21
+9% +$1.02K
CME icon
661
CME Group
CME
$94.8B
$13K ﹤0.01%
149
+7
+5% +$665
HALO icon
662
Halozyme
HALO
$12.2B
$13K ﹤0.01%
1,000
– –
IBN icon
663
ICICI Bank
IBN
$108B
$13K ﹤0.01%
1,665
+148
+10% +$1.26K
IYR icon
664
iShares US Real Estate ETF
IYR
$4.57B
$13K ﹤0.01%
178
– –
LBTYA icon
665
Liberty Global Class A
LBTYA
$3.6B
$13K ﹤0.01%
355
-72
-17% -$3.13K
NTES icon
666
NetEase
NTES
$84.7B
$13K ﹤0.01%
475
+75
+19% +$1.93K
PCAR icon
667
PACCAR
PCAR
$70.1B
$13K ﹤0.01%
371
+90
+32% +$3.65K
PH icon
668
Parker-Hannifin
PH
$135B
$13K ﹤0.01%
129
+16
+14% +$1.74K
PSMT icon
669
Pricesmart
PSMT
$5.46B
$13K ﹤0.01%
160
– –
SIG icon
670
Signet Jewelers
SIG
$3.76B
$13K ﹤0.01%
93
+3
+3% +$385
XNTK icon
671
State Street SPDR NYSE Technology ETF
XNTK
$2.23B
$13K ﹤0.01%
258
– –
PXD
672
DELISTED
Pioneer Natural Resource Co.
PXD
$13K ﹤0.01%
100
– –
OKS
673
DELISTED
Oneok Partners LP
OKS
$13K ﹤0.01%
400
– –
IHS
674
DELISTED
IHS INC CL-A COM STK
IHS
$13K ﹤0.01%
110
+13
+13% +$1.57K
APD icon
675
Air Products & Chemicals
APD
$67.6B
$12K ﹤0.01%
103
+6
+6% +$763
25 26
27
28 29

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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.