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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$228M
AUM Growth
+$70.8M
Cap. Flow
+$70.3M
Cap. Flow %
30.91%
Top 10 Hldgs %
44.75%
Holding
909
New
144
Increased
232
Reduced
67
Closed
44

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.56M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.44M
4
IOO icon
iShares Global 100 ETF
IOO
+$4.36M
5
XOM icon
ExxonMobil
XOM
+$3M

Top Sells

Rank Stock Value
1
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.52M
2
STT icon
State Street
STT
+$258K
3
NUE icon
Nucor
NUE
+$244K
4
UL icon
Unilever
UL
+$206K
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$170K

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.61%
3 Energy 6.07%
4 Healthcare 5.37%
5 Industrials 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AJG icon
651
Arthur J. Gallagher & Co
AJG
$63.6B
$4K ﹤0.01%
82
– –
APD icon
652
Air Products & Chemicals
APD
$67.6B
$4K ﹤0.01%
29
– –
DVA icon
653
DaVita
DVA
$11.7B
$4K ﹤0.01%
52
– –
ECL icon
654
Ecolab
ECL
$79.9B
$4K ﹤0.01%
+34
New +$3.73K
GDX icon
655
VanEck Gold Miners ETF
GDX
$27.4B
$4K ﹤0.01%
215
– –
HAIN icon
656
Hain Celestial
HAIN
$53.7M
$4K ﹤0.01%
+58
New +$3.43K
HES
657
DELISTED
Hess
HES
$4K ﹤0.01%
60
– –
IXC icon
658
iShares Global Energy ETF
IXC
$2.62B
$4K ﹤0.01%
100
– –
MAN icon
659
ManpowerGroup
MAN
$2.63B
$4K ﹤0.01%
50
– –
NTAP icon
660
NetApp
NTAP
$37.2B
$4K ﹤0.01%
125
– –
RSP icon
661
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$4K ﹤0.01%
55
– –
SCZ icon
662
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$4K ﹤0.01%
77
– –
SNV
663
DELISTED
Synovus
SNV
$4K ﹤0.01%
145
– –
TSM icon
664
TSMC
TSM
$2.18T
$4K ﹤0.01%
+184
New +$4.33K
UNM icon
665
Unum
UNM
$14.3B
$4K ﹤0.01%
125
– –
UYG icon
666
ProShares Ultra Financials
UYG
$845M
$4K ﹤0.01%
180
– –
WCN
667
Waste Connections
WCN
$42B
$4K ﹤0.01%
+111
New +$3.39K
XLU icon
668
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$4K ﹤0.01%
+200
New +$4.62K
MNDT
669
DELISTED
Mandiant, Inc. Common Stock
MNDT
$4K ﹤0.01%
100
– –
ACC
670
DELISTED
American Campus Communities, Inc.
ACC
$4K ﹤0.01%
+100
New +$4.28K
NE
671
DELISTED
Noble Corporation
NE
$4K ﹤0.01%
250
– –
WBC
672
DELISTED
WABCO HOLDINGS INC.
WBC
$4K ﹤0.01%
+33
New +$3.59K
WFT
673
DELISTED
Weatherford International plc
WFT
$4K ﹤0.01%
320
– –
PCP
674
DELISTED
PRECISION CASTPARTS CORP
PCP
$4K ﹤0.01%
20
– –
UTIW
675
DELISTED
UTI WORLDWIDE INC
UTIW
$4K ﹤0.01%
300
– –
25 26
27
28 29

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Carroll Financial Associates held 909 positions worth $228M, up 45% from $157M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $70.3M of net new capital in Q1 2015, opening 144 new positions and adding to 232 existing holdings. Its largest new stake was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, an estimated $1.52M trimmed.

  • Carroll Financial Associates's largest Q1 2015 buy was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2015, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q1 2015 reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, cutting an estimated $1.52M.
  • Carroll Financial Associates fully exited State Street in Q1 2015, selling an estimated $258K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $228M portfolio in Q1 2015.
  • Carroll Financial Associates opened 144 new positions and closed 44 in Q1 2015.
  • Carroll Financial Associates's portfolio value rose 45% quarter-over-quarter to $228M.

Based on Carroll Financial Associates's 13F filing for Q1 2015, filed 23 Apr 2015.