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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APA icon
651
APA Corp
APA
$13.2B
$2K ﹤0.01%
29
-1,002
-97% -$71.3K
AVNS
652
DELISTED
Avanos Medical
AVNS
$2K ﹤0.01%
+56
New +$2.2K
AZN icon
653
AstraZeneca
AZN
$250B
$2K ﹤0.01%
30
-543
-95% -$38.9K
BBVA icon
654
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$2K ﹤0.01%
259
– –
BCS icon
655
Barclays
BCS
$94.1B
$2K ﹤0.01%
126
– –
CE icon
656
Celanese
CE
$4.82B
$2K ﹤0.01%
30
– –
DNOW icon
657
DNOW Inc
DNOW
$2.99B
$2K ﹤0.01%
75
– –
ENB icon
658
Enbridge
ENB
$112B
$2K ﹤0.01%
33
– –
GGN
659
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$2K ﹤0.01%
200
– –
B
660
Barrick Mining
B
$73.2B
$2K ﹤0.01%
126
– –
HL icon
661
Hecla Mining
HL
$11.3B
$2K ﹤0.01%
509
– –
HOG icon
662
Harley-Davidson
HOG
$2.71B
$2K ﹤0.01%
28
-378
-93% -$24.4K
KEY icon
663
KeyCorp
KEY
$24.4B
$2K ﹤0.01%
150
– –
LYV icon
664
Live Nation Entertainment
LYV
$42.1B
$2K ﹤0.01%
75
-4
-5% -$101
O icon
665
Realty Income
O
$59.1B
$2K ﹤0.01%
47
-413
-90% -$18.3K
ODFL icon
666
Old Dominion Freight Line
ODFL
$44.9B
$2K ﹤0.01%
66
– –
OII icon
667
Oceaneering
OII
$4.77B
$2K ﹤0.01%
34
– –
PBI icon
668
Pitney Bowes
PBI
$2.39B
$2K ﹤0.01%
83
– –
PCAR icon
669
PACCAR
PCAR
$70.1B
$2K ﹤0.01%
56
– –
PNR icon
670
Pentair
PNR
$11B
$2K ﹤0.01%
52
– –
SMP icon
671
Standard Motor Products
SMP
$911M
$2K ﹤0.01%
40
– –
SXC icon
672
SunCoke Energy
SXC
$797M
$2K ﹤0.01%
141
-6
-4% -$126
TD icon
673
Toronto Dominion Bank
TD
$200B
$2K ﹤0.01%
58
-72
-55% -$3.47K
TNK icon
674
Teekay Tankers
TNK
$2.68B
$2K ﹤0.01%
+50
New +$1.71K
VTR icon
675
Ventas
VTR
$47.9B
$2K ﹤0.01%
25
-43
-63% -$3.39K
25 26
27
28 29

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.