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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLO
651
Clough Global Opportunities Fund
GLO
$257M
$3K ﹤0.01%
+270
New +$3.45K
IMO icon
652
Imperial Oil
IMO
$60.4B
$3K ﹤0.01%
+90
New +$3.92K
IYZ icon
653
iShares US Telecommunications ETF
IYZ
$1.26B
$3K ﹤0.01%
132
– –
PBI icon
654
Pitney Bowes
PBI
$2.39B
$3K ﹤0.01%
166
– –
PBPB
655
DELISTED
Potbelly
PBPB
$3K ﹤0.01%
+150
New +$4.1K
PRGO icon
656
Perrigo
PRGO
$1.78B
$3K ﹤0.01%
+25
New +$3.6K
RYAAY icon
657
Ryanair
RYAAY
$31.3B
$3K ﹤0.01%
+158
New +$3.09K
SAP icon
658
SAP
SAP
$238B
$3K ﹤0.01%
+40
New +$3.18K
SMFG icon
659
Sumitomo Mitsui Financial
SMFG
$164B
$3K ﹤0.01%
+340
New +$3.38K
SXC icon
660
SunCoke Energy
SXC
$797M
$3K ﹤0.01%
147
– –
WYNN icon
661
Wynn Resorts
WYNN
$10.6B
$3K ﹤0.01%
20
– –
GAP
662
The Gap Inc
GAP
$7.37B
$3K ﹤0.01%
77
– –
Y
663
DELISTED
Alleghany Corp
Y
$3K ﹤0.01%
8
– –
WBC
664
DELISTED
WABCO HOLDINGS INC.
WBC
$3K ﹤0.01%
33
– –
ILG
665
DELISTED
ILG, Inc Common Stock
ILG
$3K ﹤0.01%
115
+3
+3% +$79
LVNTA
666
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$3K ﹤0.01%
130
– –
SBY
667
DELISTED
Silver Bay Realty Trust Corp.
SBY
$3K ﹤0.01%
195
– –
AA.PR
668
DELISTED
Alcoa Inc $3.75 Preferred Stock
AA.PR
$3K ﹤0.01%
+50
New +$3.75K
GM.WS.A
669
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$3K ﹤0.01%
111
+4
+4% +$113
XLS
670
DELISTED
EXELIS INC COM STK
XLS
$3K ﹤0.01%
214
– –
SI
671
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$3K ﹤0.01%
+25
New +$3.22K
HIT
672
DELISTED
HITACHI LTD ADR (10COM)NEW
HIT
$3K ﹤0.01%
+50
New +$3K
TKP
673
DELISTED
TECHNIP ADS (EA REPTG ONE ORD SHS)
TKP
$3K ﹤0.01%
+130
New +$3K
EDP
674
DELISTED
EDP-ELECT DE PORTUGAL S A (REPTG 10 ORD)
EDP
$3K ﹤0.01%
+90
New +$3K
CEO
675
DELISTED
CNOOC Limited
CEO
$3K ﹤0.01%
+20
New +$3.98K
25 26
27
28 29

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Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.