We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$61.2M
Cap. Flow
-$1.15M
Cap. Flow %
-0.43%
Top 10 Hldgs %
39.72%
Holding
975
New
167
Increased
121
Reduced
109
Closed
40

Top Buys

Rank Stock Value
1
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.5M
2
HTS
HATTERAS FINANCIAL CORP
HTS
+$1.46M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.44M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.06M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.05M

Top Sells

Rank Stock Value
1
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$4.74M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$3.12M
3
XOM icon
ExxonMobil
XOM
+$1.8M
4
HNR
Harvest Natural Resources
HNR
+$1.62M
5
HRL icon
Hormel Foods
HRL
+$1.26M

Sector Composition

Rank Sector Weight
1 Financials 13.74%
2 Technology 10.07%
3 Energy 9.61%
4 Healthcare 7.12%
5 Industrials 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPX
651
DELISTED
WPX Energy, Inc.
WPX
$3K ﹤0.01%
200
– –
SBY
652
DELISTED
Silver Bay Realty Trust Corp.
SBY
$3K ﹤0.01%
195
– –
NPD
653
DELISTED
CHINA NEPSTAR CHAIN DRUGSTORE LTD. COM
NPD
$3K ﹤0.01%
+2,000
New +$3.14K
XLS
654
DELISTED
EXELIS INC COM STK
XLS
$3K ﹤0.01%
214
– –
CBST
655
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$3K ﹤0.01%
60
– –
DELL
656
DELISTED
DELL INC
DELL
$3K ﹤0.01%
229
-400
-64% -$5.42K
FRE.PRZ
657
DELISTED
FREDDIE MAC FIXED FLG RT NON CUM PERP PREF
FRE.PRZ
$3K ﹤0.01%
600
– –
KMI.WS
658
DELISTED
Kinder Morgan Inc
KMI.WS
$3K ﹤0.01%
640
– –
AOD
659
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$2K ﹤0.01%
250
– –
APD icon
660
Air Products & Chemicals
APD
$67.6B
$2K ﹤0.01%
29
-324
-92% -$30.8K
BBVA icon
661
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$2K ﹤0.01%
+259
New +$2.39K
BR icon
662
Broadridge
BR
$19B
$2K ﹤0.01%
75
– –
BSX icon
663
Boston Scientific
BSX
$71.5B
$2K ﹤0.01%
200
– –
CAH icon
664
Cardinal Health
CAH
$55.4B
$2K ﹤0.01%
57
– –
CAR icon
665
Avis
CAR
$5.02B
$2K ﹤0.01%
70
– –
CCJ icon
666
Cameco
CCJ
$42.4B
$2K ﹤0.01%
112
– –
DVA icon
667
DaVita
DVA
$11.7B
$2K ﹤0.01%
52
-108
-68% -$6.19K
EWW icon
668
iShares MSCI Mexico ETF
EWW
$1.99B
$2K ﹤0.01%
44
– –
GGN
669
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$2K ﹤0.01%
200
– –
IAU icon
670
iShares Gold Trust
IAU
$67.5B
$2K ﹤0.01%
+100
New +$2.58K
IMNN icon
671
Imunon
IMNN
$6.77M
– –
0
– –
LYV icon
672
Live Nation Entertainment
LYV
$42.1B
$2K ﹤0.01%
135
– –
ODP
673
DELISTED
ODP
ODP
$2K ﹤0.01%
61
– –
PCAR icon
674
PACCAR
PCAR
$70.1B
$2K ﹤0.01%
56
– –
PLD icon
675
Prologis
PLD
$133B
$2K ﹤0.01%
67
– –
25 26
27
28 29

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Carroll Financial Associates held 975 positions worth $265M, up 30% from $204M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q3 2013 filing shows 167 new, 121 increased, 109 reduced and 40 closed positions. Its largest new stake was Rio Tinto: 19,299 shares worth $941K. The largest sale was OAKTREE CAPITAL GROUP, LLC, an estimated $4.74M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 17% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q3 2013 buy was Rio Tinto: 19,299 shares worth $941K.
  • Carroll Financial Associates added most to CHAMBERS STR PPTYS COM in Q3 2013, an estimated $1.5M increase.
  • Carroll Financial Associates's biggest Q3 2013 reduction was OAKTREE CAPITAL GROUP, LLC, cutting an estimated $4.74M.
  • Carroll Financial Associates fully exited Hormel Foods in Q3 2013, selling an estimated $1.26M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $265M portfolio in Q3 2013.
  • Carroll Financial Associates opened 167 new positions and closed 40 in Q3 2013.
  • Carroll Financial Associates's portfolio value rose 30% quarter-over-quarter to $265M.

Based on Carroll Financial Associates's 13F filing for Q3 2013, filed 14 Nov 2013.