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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$204M
AUM Growth
–
Cap. Flow
+$299M
Cap. Flow %
146.65%
Top 10 Hldgs %
41.41%
Holding
807
New
803
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$36M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
3
XOM icon
ExxonMobil
XOM
+$15.7M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$12.8M
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$12.3M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 16.89%
2 Energy 12.95%
3 Technology 12.55%
4 Healthcare 9.61%
5 Industrials 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTRS icon
651
Northern Trust
NTRS
$33.9B
$0 ﹤0.01%
+7
New +$391
PAG icon
652
Penske Automotive Group
PAG
$14.2B
$0 ﹤0.01%
+10
New +$312
PFM icon
653
Invesco Dividend Achievers ETF
PFM
$807M
$0 ﹤0.01%
+64,550
New +$1.18M
PHD
654
DELISTED
Pioneer Floating Rate Fund
PHD
$0 ﹤0.01%
+6
New +$82
PHO icon
655
Invesco Water Resources ETF
PHO
$2.09B
$0 ﹤0.01%
+1,150
New +$25.8K
PHK
656
PIMCO High Income Fund
PHK
$878M
$0 ﹤0.01%
+7
New +$85
PIPR icon
657
Piper Sandler
PIPR
$5.26B
$0 ﹤0.01%
+20
New +$168
PLUG icon
658
Plug Power
PLUG
$3.03B
$0 ﹤0.01%
+10
New +$3
PML
659
PIMCO Municipal Income Fund II
PML
$492M
$0 ﹤0.01%
+7
New +$88
PPT
660
Franklin Premier Income Trust
PPT
$329M
$0 ﹤0.01%
+139
New +$757
PRF icon
661
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$0 ﹤0.01%
+852,055
New +$12.3M
PRTA icon
662
Prothena Corp
PRTA
$460M
$0 ﹤0.01%
+1
New +$9
PSK icon
663
State Street SPDR ICE Preferred Securities ETF
PSK
$684M
$0 ﹤0.01%
+1,500
New +$68K
PXF icon
664
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.95B
$0 ﹤0.01%
+51,580
New +$1.98M
PXH icon
665
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$0 ﹤0.01%
+5,000
New +$105K
RDN icon
666
Radian Group
RDN
$4.93B
$0 ﹤0.01%
+24
New +$290
RGLD icon
667
Royal Gold
RGLD
$19.4B
$0 ﹤0.01%
+13
New +$704
RHI icon
668
Robert Half
RHI
$4.42B
$0 ﹤0.01%
+5
New +$172
SCHA icon
669
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$0 ﹤0.01%
+16
New +$174
SCHB icon
670
Schwab US Broad Market ETF
SCHB
$44.8B
$0 ﹤0.01%
+36
New +$234
SCHE icon
671
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$0 ﹤0.01%
+5
New +$125
SCHF icon
672
Schwab International Equity ETF
SCHF
$68.6B
$0 ﹤0.01%
+10
New +$142
SCHH icon
673
Schwab US REIT ETF
SCHH
$11.4B
$0 ﹤0.01%
+8
New +$135
SMMU icon
674
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.15B
$0 ﹤0.01%
+200
New +$10.1K
SPLV icon
675
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$0 ﹤0.01%
+2,080
New +$65.6K
25 26
27
28 29

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for Carroll Financial Associates, which disclosed 807 positions worth $204M. Its ten largest holdings account for 41% of the portfolio.

Its largest position is KINDER MORGAN MANAGEMENT LLC: 471,455 shares worth $0.

By sector, the portfolio is most concentrated in Financials at 17% of assets, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q2 2013 buy was KINDER MORGAN MANAGEMENT LLC: 471,455 shares worth $0.
  • Carroll Financial Associates's ten largest holdings make up 41% of its $204M portfolio in Q2 2013.
  • Carroll Financial Associates disclosed 807 positions in Q2 2013, its first 13F filing on record.

Based on Carroll Financial Associates's 13F filing for Q2 2013, filed 12 Aug 2013.