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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSB icon
626
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$81K 0.01%
2,588
– –
CCL icon
627
Carnival Corporation Ltd
CCL
$38B
$80K ﹤0.01%
3,026
+1,273
+73% +$30K
BAH icon
628
Booz Allen Hamilton
BAH
$9.45B
$79K ﹤0.01%
986
+90
+10% +$7.55K
CSGP icon
629
CoStar Group
CSGP
$12.6B
$79K ﹤0.01%
970
+30
+3% +$2.59K
J icon
630
Jacobs Solutions
J
$17.3B
$79K ﹤0.01%
742
– –
FTV icon
631
Fortive
FTV
$18.6B
$78K ﹤0.01%
1,469
+702
+92% +$36.3K
ICE icon
632
Intercontinental Exchange
ICE
$84.9B
$78K ﹤0.01%
704
+152
+28% +$17.2K
IP icon
633
International Paper
IP
$22.1B
$78K ﹤0.01%
1,540
– –
MDYV icon
634
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.87B
$78K ﹤0.01%
+1,206
New +$74K
PKB icon
635
Invesco Building & Construction ETF
PKB
$398M
$78K ﹤0.01%
1,600
– –
FBIN icon
636
Fortune Brands Innovations
FBIN
$5.97B
$77K ﹤0.01%
943
– –
THO icon
637
Thor Industries
THO
$4.23B
$77K ﹤0.01%
577
+463
+406% +$56.1K
UAA icon
638
Under Armour
UAA
$2.29B
$77K ﹤0.01%
3,519
+3,516
+117,200% +$73.4K
YORW icon
639
York Water
YORW
$527M
$77K ﹤0.01%
1,575
– –
BNDX icon
640
Vanguard Total International Bond ETF
BNDX
$82.9B
$76K ﹤0.01%
1,339
+832
+164% +$48K
DGRE icon
641
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$76K ﹤0.01%
2,560
– –
GINN icon
642
Goldman Sachs Innovate Equity ETF
GINN
$213M
$76K ﹤0.01%
+1,335
New +$78K
GRNB icon
643
VanEck Green Bond ETF
GRNB
$184M
$76K ﹤0.01%
2,806
– –
NVG icon
644
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$76K ﹤0.01%
4,548
+23
+0.5% +$384
PARA
645
DELISTED
Paramount Global Class B
PARA
$76K ﹤0.01%
1,687
+1,204
+249% +$73.6K
SPD icon
646
Simplify US Equity PLUS Downside Convexity ETF
SPD
$106M
$76K ﹤0.01%
+2,715
New +$75K
VBR icon
647
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$76K ﹤0.01%
460
+137
+42% +$21.6K
WEN icon
648
Wendy's
WEN
$1.44B
$76K ﹤0.01%
3,791
+12
+0.3% +$249
STON
649
DELISTED
StoneMor Inc.
STON
$76K ﹤0.01%
+40,255
New +$105K
ATOM icon
650
Atomera
ATOM
$217M
$75K ﹤0.01%
+3,087
New +$90.3K
24 25
26
27 28

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.