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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIT icon
626
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$65K ﹤0.01%
+1,058
New +$52.5K
PKB icon
627
Invesco Building & Construction ETF
PKB
$398M
$65K ﹤0.01%
1,600
– –
REGN icon
628
Regeneron Pharmaceuticals
REGN
$82.1B
$65K ﹤0.01%
135
+83
+160% +$44.8K
SCHO icon
629
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$65K ﹤0.01%
2,566
-24
-0.9% -$617
XLU icon
630
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$65K ﹤0.01%
2,086
-48
-2% -$1.52K
TUP
631
DELISTED
Tupperware Brands Corporation
TUP
$65K ﹤0.01%
2,013
+2,009
+50,225% +$59.3K
CPB icon
632
Campbell Soup
CPB
$6.78B
$64K ﹤0.01%
1,337
– –
FDLO icon
633
Fidelity Low Volatility Factor ETF
FDLO
$1.46B
$64K ﹤0.01%
1,500
– –
SCHF icon
634
Schwab International Equity ETF
SCHF
$68.5B
$64K ﹤0.01%
3,606
-4,710
-57% -$79.4K
STAG icon
635
STAG Industrial
STAG
$7.08B
$64K ﹤0.01%
2,059
+686
+50% +$21.4K
CHKP icon
636
Check Point Software Technologies
CHKP
$13.2B
$63K ﹤0.01%
477
+313
+191% +$38.2K
ICE icon
637
Intercontinental Exchange
ICE
$84.9B
$63K ﹤0.01%
552
– –
K
638
DELISTED
Kellanova
K
$63K ﹤0.01%
1,085
– –
VMBS icon
639
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$63K ﹤0.01%
1,173
– –
VONG icon
640
Vanguard Russell 1000 Growth ETF
VONG
$45.4B
$63K ﹤0.01%
1,020
– –
LNT icon
641
Alliant Energy
LNT
$17.8B
$62K ﹤0.01%
1,221
+338
+38% +$18.2K
PTIN icon
642
Pacer Trendpilot International ETF
PTIN
$187M
$62K ﹤0.01%
2,360
– –
RGLD icon
643
Royal Gold
RGLD
$19.8B
$62K ﹤0.01%
592
-71
-11% -$8.2K
RWJ icon
644
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$62K ﹤0.01%
2,319
– –
SKX
645
DELISTED
Skechers
SKX
$62K ﹤0.01%
1,750
+1,650
+1,650% +$56.2K
AZO icon
646
AutoZone
AZO
$49.7B
$61K ﹤0.01%
52
+7
+16% +$8.11K
BLK icon
647
Blackrock
BLK
$178B
$61K ﹤0.01%
85
+22
+35% +$14.6K
PID icon
648
Invesco International Dividend Achievers ETF
PID
$913M
$61K ﹤0.01%
4,000
– –
MMP
649
DELISTED
Magellan Midstream Partners, L.P.
MMP
$61K ﹤0.01%
1,443
– –
AMCR icon
650
Amcor
AMCR
$21.9B
$60K ﹤0.01%
1,020
– –
24 25
26
27 28

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RFA
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CCT
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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.