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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CASY icon
626
Casey's General Stores
CASY
$30.7B
$39K ﹤0.01%
295
-310
-51% -$50.2K
CMG icon
627
Chipotle Mexican Grill
CMG
$40.5B
$39K ﹤0.01%
+3,050
New +$48.2K
FFC
628
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$781M
$39K ﹤0.01%
2,370
– –
HYG icon
629
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$39K ﹤0.01%
519
-49
-9% -$4.14K
PPL
630
PPL Corp
PPL
$26.5B
$39K ﹤0.01%
1,608
-496
-24% -$16K
VONG icon
631
Vanguard Russell 1000 Growth ETF
VONG
$45.4B
$39K ﹤0.01%
1,020
– –
WMB icon
632
Williams Companies
WMB
$88.4B
$39K ﹤0.01%
2,778
-29
-1% -$562
AMX icon
633
America Movil
AMX
$70.3B
$38K ﹤0.01%
3,260
+2,600
+394% +$40.6K
AZO icon
634
AutoZone
AZO
$49.7B
$38K ﹤0.01%
+45
New +$46.8K
DOC icon
635
Healthpeak Properties
DOC
$14.1B
$38K ﹤0.01%
1,600
– –
FBNC icon
636
First Bancorp
FBNC
$2.7B
$38K ﹤0.01%
1,650
-320
-16% -$10.5K
HEDJ icon
637
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$38K ﹤0.01%
1,484
– –
J icon
638
Jacobs Solutions
J
$17.3B
$38K ﹤0.01%
594
-98
-14% -$7.37K
MED icon
639
Medifast
MED
$130M
$38K ﹤0.01%
+618
New +$56.3K
VEEV icon
640
Veeva Systems
VEEV
$38.4B
$38K ﹤0.01%
249
– –
ACES icon
641
ALPS Clean Energy ETF
ACES
$125M
$37K ﹤0.01%
+1,291
New +$45.7K
BAH icon
642
Booz Allen Hamilton
BAH
$9.45B
$37K ﹤0.01%
544
-761
-58% -$56.1K
RDOG icon
643
ALPS REIT Dividend Dogs ETF
RDOG
$11.1M
$37K ﹤0.01%
1,203
-25
-2% -$1.09K
VOD icon
644
Vodafone
VOD
$36.7B
$37K ﹤0.01%
2,722
+51
+2% +$911
SFHY
645
DELISTED
WisdomTree U.S. Short Term High Yield Corporate Bond Fund
SFHY
$37K ﹤0.01%
857
– –
CW icon
646
Curtiss-Wright
CW
$26.1B
$36K ﹤0.01%
400
+100
+33% +$12.8K
FDUS icon
647
Fidus Investment
FDUS
$752M
$36K ﹤0.01%
5,460
– –
HR icon
648
Healthcare Realty
HR
$6.56B
$36K ﹤0.01%
1,511
-748
-33% -$22.6K
PGR icon
649
Progressive
PGR
$123B
$36K ﹤0.01%
499
-148
-23% -$11.4K
RNG icon
650
RingCentral
RNG
$5.3B
$36K ﹤0.01%
172
-1,280
-88% -$264K
24 25
26
27 28

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TU
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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.