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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKTX icon
626
MarketAxess Holdings
MKTX
$5.72B
$36K ﹤0.01%
150
– –
PWV icon
627
Invesco Large Cap Value ETF
PWV
$1.76B
$36K ﹤0.01%
1,027
– –
QRVO icon
628
Qorvo
QRVO
$8.74B
$36K ﹤0.01%
512
– –
EFX icon
629
Equifax
EFX
$21.4B
$35K ﹤0.01%
300
– –
FLOT icon
630
iShares Floating Rate Bond ETF
FLOT
$10.5B
$35K ﹤0.01%
707
– –
SHV icon
631
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$35K ﹤0.01%
318
+41
+15% +$4.53K
ULTI
632
DELISTED
Ultimate Software Group Inc
ULTI
$35K ﹤0.01%
108
+43
+66% +$13.2K
MELI icon
633
Mercado Libre
MELI
$92.3B
$34K ﹤0.01%
67
+25
+60% +$9.97K
CDK
634
DELISTED
CDK Global, Inc.
CDK
$34K ﹤0.01%
594
+129
+28% +$7.03K
AIMT
635
DELISTED
Aimmune Therapeutics
AIMT
$34K ﹤0.01%
1,555
+405
+35% +$9.54K
DATA
636
DELISTED
Tableau Software, Inc.
DATA
$34K ﹤0.01%
271
+111
+69% +$14K
ANF icon
637
Abercrombie & Fitch
ANF
$5B
$33K ﹤0.01%
1,204
– –
GVI icon
638
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
$33K ﹤0.01%
300
– –
QSR icon
639
Restaurant Brands International
QSR
$25.8B
$33K ﹤0.01%
508
– –
DCP
640
DELISTED
DCP Midstream, LP
DCP
$33K ﹤0.01%
1,000
– –
DHS icon
641
WisdomTree US High Dividend Fund
DHS
$1.58B
$32K ﹤0.01%
450
– –
ETV
642
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$32K ﹤0.01%
2,140
– –
ING icon
643
ING
ING
$102B
$32K ﹤0.01%
2,692
– –
PGZ
644
Principal Real Estate Income Fund
PGZ
$68.7M
$32K ﹤0.01%
1,750
– –
PTF icon
645
Invesco Dorsey Wright Technology Momentum ETF
PTF
$643M
$32K ﹤0.01%
1,440
– –
AEG icon
646
Aegon
AEG
$14.1B
$31K ﹤0.01%
7,677
– –
AOS icon
647
A.O. Smith
AOS
$8.7B
$31K ﹤0.01%
583
-135
-19% -$6.71K
CTRA
648
DELISTED
Coterra Energy
CTRA
$31K ﹤0.01%
1,201
+791
+193% +$19.8K
DBA icon
649
Invesco DB Agriculture Fund
DBA
$1.23B
$31K ﹤0.01%
1,900
– –
EWL icon
650
iShares MSCI Switzerland ETF
EWL
$2.25B
$31K ﹤0.01%
895
-317
-26% -$10.7K
24 25
26
27 28

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.