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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCJ
626
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$24K ﹤0.01%
1,190
– –
BF.B icon
627
Brown-Forman Class B
BF.B
$12.9B
$23K ﹤0.01%
426
+362
+566% +$17.2K
BNDX icon
628
Vanguard Total International Bond ETF
BNDX
$82.8B
$23K ﹤0.01%
+429
New +$23.3K
EMN icon
629
Eastman Chemical
EMN
$8.39B
$23K ﹤0.01%
219
– –
J icon
630
Jacobs Solutions
J
$17.2B
$23K ﹤0.01%
484
– –
MDIV icon
631
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$23K ﹤0.01%
+1,290
New +$24K
PHDG icon
632
Invesco S&P 500 Downside Hedged ETF
PHDG
$64.9M
$23K ﹤0.01%
851
+2
+0.2% +$58
PUK icon
633
Prudential
PUK
$35.1B
$23K ﹤0.01%
467
– –
REGN icon
634
Regeneron Pharmaceuticals
REGN
$83.2B
$23K ﹤0.01%
67
– –
SLX icon
635
VanEck Steel ETF
SLX
$176M
$23K ﹤0.01%
512
– –
TAP icon
636
Molson Coors Class B
TAP
$7.93B
$23K ﹤0.01%
305
+1
+0.3% +$80
TCRT icon
637
Alaunos Therapeutics
TCRT
$4.84M
$23K ﹤0.01%
40
– –
VYM icon
638
Vanguard High Dividend Yield ETF
VYM
$83.7B
$23K ﹤0.01%
286
– –
WTRE icon
639
WisdomTree New Economy Real Estate Fund
WTRE
$15.5M
$23K ﹤0.01%
726
-338
-32% -$11K
ROIC
640
DELISTED
Retail Opportunity Investments Corp.
ROIC
$23K ﹤0.01%
1,350
– –
TWTR
641
DELISTED
Twitter, Inc.
TWTR
$23K ﹤0.01%
799
– –
SYKE
642
DELISTED
SYKES Enterprises Inc
SYKE
$23K ﹤0.01%
800
– –
CP icon
643
Canadian Pacific Kansas City
CP
$79.6B
$22K ﹤0.01%
625
– –
ES icon
644
Eversource Energy
ES
$26.8B
$22K ﹤0.01%
389
-52
-12% -$3.08K
KLAC icon
645
KLA
KLAC
$252B
$22K ﹤0.01%
2,040
+10
+0.5% +$111
PCEF icon
646
Invesco CEF Income Composite ETF
PCEF
$817M
$22K ﹤0.01%
1,000
– –
PSLV icon
647
Sprott Physical Silver Trust
PSLV
$13.7B
$22K ﹤0.01%
3,750
– –
SHV icon
648
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$22K ﹤0.01%
200
– –
TDG icon
649
TransDigm Group
TDG
$67.6B
$22K ﹤0.01%
72
– –
TT icon
650
Trane Technologies
TT
$105B
$22K ﹤0.01%
268
+44
+20% +$3.95K
24 25
26
27 28

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.