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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSLV icon
626
Sprott Physical Silver Trust
PSLV
$13.2B
$23K ﹤0.01%
3,750
– –
PUK icon
627
Prudential
PUK
$35.3B
$23K ﹤0.01%
467
– –
SLX icon
628
VanEck Steel ETF
SLX
$176M
$23K ﹤0.01%
512
+12
+2% +$517
FIGY
629
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
$23K ﹤0.01%
139
– –
BN icon
630
Brookfield
BN
$108B
$22K ﹤0.01%
1,438
-39
-3% -$589
CP icon
631
Canadian Pacific Kansas City
CP
$80.9B
$22K ﹤0.01%
625
– –
EGBN icon
632
Eagle Bancorp
EGBN
$844M
$22K ﹤0.01%
390
– –
FV icon
633
First Trust Dorsey Wright Focus 5 ETF
FV
$3.76B
$22K ﹤0.01%
808
– –
MIN
634
Aberdeen Intermediate Income Fund
MIN
$278M
$22K ﹤0.01%
5,500
-21
-0.4% -$88
NAD icon
635
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$22K ﹤0.01%
1,632
– –
PDM
636
Piedmont Realty Trust
PDM
$1.2B
$22K ﹤0.01%
1,162
– –
SHV icon
637
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$22K ﹤0.01%
200
– –
TEL icon
638
TE Connectivity
TEL
$62.4B
$22K ﹤0.01%
240
+1
+0.4% +$92
VMO icon
639
Invesco Municipal Opportunity Trust
VMO
$664M
$22K ﹤0.01%
1,829
– –
MRO
640
DELISTED
Marathon Oil Corporation
MRO
$22K ﹤0.01%
1,308
+458
+54% +$6.8K
PCI
641
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$22K ﹤0.01%
1,000
-599
-37% -$13.5K
BPL
642
DELISTED
Buckeye Partners, L.P.
BPL
$22K ﹤0.01%
450
-800
-64% -$40.6K
DATA
643
DELISTED
Tableau Software, Inc.
DATA
$22K ﹤0.01%
325
– –
IYK icon
644
iShares US Consumer Staples ETF
IYK
$1.41B
$21K ﹤0.01%
516
– –
KLAC icon
645
KLA
KLAC
$259B
$21K ﹤0.01%
2,030
+10
+0.5% +$105
MTB icon
646
M&T Bank
MTB
$36.3B
$21K ﹤0.01%
126
+13
+12% +$2.16K
NPO icon
647
Enpro
NPO
$7.13B
$21K ﹤0.01%
225
– –
RNP icon
648
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$21K ﹤0.01%
1,000
– –
TVTX icon
649
Travere Therapeutics
TVTX
$5.8B
$21K ﹤0.01%
1,000
– –
GAP
650
The Gap Inc
GAP
$7.39B
$21K ﹤0.01%
637
– –
24 25
26
27 28

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.