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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAFM
626
DELISTED
Sanderson Farms Inc
SAFM
$26K ﹤0.01%
225
– –
SYKE
627
DELISTED
SYKES Enterprises Inc
SYKE
$26K ﹤0.01%
800
– –
IYT icon
628
iShares US Transportation ETF
IYT
$2.28B
$25K ﹤0.01%
600
– –
VRSK icon
629
Verisk Analytics
VRSK
$24.5B
$25K ﹤0.01%
308
+27
+10% +$2.19K
WSM icon
630
Williams-Sonoma
WSM
$29.3B
$25K ﹤0.01%
1,052
– –
ROIC
631
DELISTED
Retail Opportunity Investments Corp.
ROIC
$25K ﹤0.01%
1,350
– –
MLPI
632
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$25K ﹤0.01%
953
– –
BSCJ
633
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$25K ﹤0.01%
1,190
– –
EPP icon
634
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
$24K ﹤0.01%
545
-122
-18% -$5.43K
FTA icon
635
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$24K ﹤0.01%
490
– –
HOG icon
636
Harley-Davidson
HOG
$2.78B
$24K ﹤0.01%
461
– –
NTRS icon
637
Northern Trust
NTRS
$33.7B
$24K ﹤0.01%
250
– –
PARA
638
DELISTED
Paramount Global Class B
PARA
$24K ﹤0.01%
385
– –
PDM
639
Piedmont Realty Trust
PDM
$1.2B
$24K ﹤0.01%
1,162
– –
PGEN icon
640
Precigen
PGEN
$2.44B
$24K ﹤0.01%
1,000
– –
TIPZ icon
641
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.4M
$24K ﹤0.01%
427
+2
+0.5% +$116
CTXS
642
DELISTED
Citrix Systems Inc
CTXS
$24K ﹤0.01%
309
– –
GPT
643
DELISTED
Gramercy Property Trust
GPT
$24K ﹤0.01%
827
– –
ES icon
644
Eversource Energy
ES
$27.2B
$23K ﹤0.01%
389
– –
MIN
645
Aberdeen Intermediate Income Fund
MIN
$277M
$23K ﹤0.01%
5,500
– –
PCEF icon
646
Invesco CEF Income Composite ETF
PCEF
$811M
$23K ﹤0.01%
1,000
– –
PSLV icon
647
Sprott Physical Silver Trust
PSLV
$12.9B
$23K ﹤0.01%
3,750
– –
VMO icon
648
Invesco Municipal Opportunity Trust
VMO
$656M
$23K ﹤0.01%
1,829
– –
ADRE
649
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$23K ﹤0.01%
600
– –
DFS
650
DELISTED
Discover Financial Services
DFS
$22K ﹤0.01%
366
– –
24 25
26
27 28

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Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.