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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCL icon
626
Carnival Corporation Ltd
CCL
$39.7B
$23K ﹤0.01%
402
+1
+0.2% +$56
ICLR icon
627
Icon
ICLR
$12.7B
$23K ﹤0.01%
+290
New +$23.7K
KTF
628
DWS Municipal Income Trust
KTF
$352M
$23K ﹤0.01%
+1,750
New +$23.4K
MIN
629
Aberdeen Intermediate Income Fund
MIN
$278M
$23K ﹤0.01%
5,500
– –
PCEF icon
630
Invesco CEF Income Composite ETF
PCEF
$814M
$23K ﹤0.01%
1,000
– –
TTE icon
631
TotalEnergies
TTE
$190B
$23K ﹤0.01%
43,737
-3,531,440
-99% -$416K
VMO icon
632
Invesco Municipal Opportunity Trust
VMO
$663M
$23K ﹤0.01%
1,829
– –
SAFM
633
DELISTED
Sanderson Farms Inc
SAFM
$23K ﹤0.01%
225
– –
SYKE
634
DELISTED
SYKES Enterprises Inc
SYKE
$23K ﹤0.01%
800
– –
VIAB
635
DELISTED
Viacom Inc. Class B
VIAB
$23K ﹤0.01%
503
-148
-23% -$6.25K
ADSK icon
636
Autodesk
ADSK
$52.6B
$22K ﹤0.01%
263
-195
-43% -$16.3K
EA
637
DELISTED
Electronic Arts
EA
$22K ﹤0.01%
248
– –
ES icon
638
Eversource Energy
ES
$27.2B
$22K ﹤0.01%
389
– –
J icon
639
Jacobs Solutions
J
$17B
$22K ﹤0.01%
484
– –
OHI icon
640
Omega Healthcare
OHI
$14.7B
$22K ﹤0.01%
693
– –
PUK icon
641
Prudential
PUK
$35.2B
$22K ﹤0.01%
541
– –
SHV icon
642
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$22K ﹤0.01%
200
– –
TRI icon
643
Thomson Reuters
TRI
$44.1B
$22K ﹤0.01%
451
– –
VRSK icon
644
Verisk Analytics
VRSK
$25B
$22K ﹤0.01%
281
– –
ADRE
645
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$22K ﹤0.01%
600
– –
CHL
646
DELISTED
China Mobile Limited
CHL
$22K ﹤0.01%
401
– –
KYN icon
647
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$21K ﹤0.01%
1,000
– –
NTRS icon
648
Northern Trust
NTRS
$33.9B
$21K ﹤0.01%
250
– –
PHDG icon
649
Invesco S&P 500 Downside Hedged ETF
PHDG
$65M
$21K ﹤0.01%
835
– –
PTF icon
650
Invesco Dorsey Wright Technology Momentum ETF
PTF
$656M
$21K ﹤0.01%
1,440
-5,340
-79% -$76.2K
24 25
26
27 28

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.