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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWV icon
626
iShares Russell 3000 ETF
IWV
$20.3B
$21K ﹤0.01%
161
– –
NFLX icon
627
Netflix
NFLX
$309B
$21K ﹤0.01%
1,750
– –
OHI icon
628
Omega Healthcare
OHI
$14.7B
$21K ﹤0.01%
693
+300
+76% +$9.26K
SKT icon
629
Tanger
SKT
$4.52B
$21K ﹤0.01%
600
– –
VLO icon
630
Valero Energy
VLO
$85.9B
$21K ﹤0.01%
310
– –
XLB icon
631
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$21K ﹤0.01%
850
+50
+6% +$1.21K
SAFM
632
DELISTED
Sanderson Farms Inc
SAFM
$21K ﹤0.01%
225
– –
CHL
633
DELISTED
China Mobile Limited
CHL
$21K ﹤0.01%
401
– –
APD icon
634
Air Products & Chemicals
APD
$67.6B
$20K ﹤0.01%
145
+1
+0.7% +$140
BN icon
635
Brookfield
BN
$108B
$20K ﹤0.01%
1,783
+17
+1% +$207
CCL icon
636
Carnival Corporation Ltd
CCL
$39.7B
$20K ﹤0.01%
401
+1
+0.3% +$50
DNP icon
637
DNP Select Income Fund
DNP
$4.09B
$20K ﹤0.01%
2,000
– –
EQIX icon
638
Equinix
EQIX
$103B
$20K ﹤0.01%
57
– –
PHDG icon
639
Invesco S&P 500 Downside Hedged ETF
PHDG
$65M
$20K ﹤0.01%
835
– –
PUK icon
640
Prudential
PUK
$35.2B
$20K ﹤0.01%
541
– –
STX icon
641
Seagate
STX
$184B
$20K ﹤0.01%
538
– –
WPP icon
642
WPP
WPP
$5.94B
$20K ﹤0.01%
182
– –
CAB
643
DELISTED
Cabela's Inc
CAB
$20K ﹤0.01%
351
– –
EA
644
DELISTED
Electronic Arts
EA
$19K ﹤0.01%
248
– –
JNK icon
645
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$19K ﹤0.01%
176
+12
+7% +$1.31K
KYN icon
646
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$19K ﹤0.01%
1,000
– –
LEG icon
647
Leggett & Platt
LEG
$1.31B
$19K ﹤0.01%
400
– –
MDU icon
648
MDU Resources
MDU
$4.32B
$19K ﹤0.01%
1,775
– –
NOC icon
649
Northrop Grumman
NOC
$81.2B
$19K ﹤0.01%
85
– –
PAA icon
650
Plains All American Pipeline
PAA
$16.1B
$19K ﹤0.01%
619
+204
+49% +$6.45K
24 25
26
27 28

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.