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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VDE icon
626
Vanguard Energy ETF
VDE
$9.84B
$19K ﹤0.01%
229
+1
+0.4% +$80
IRC
627
DELISTED
INLAND REAL ESTATE CORP
IRC
$19K ﹤0.01%
1,860
– –
EQIX icon
628
Equinix
EQIX
$103B
$18K ﹤0.01%
57
+2
+4% +$608
ETR icon
629
Entergy
ETR
$50B
$18K ﹤0.01%
458
+222
+94% +$8.06K
EWU icon
630
iShares MSCI United Kingdom ETF
EWU
$4.16B
$18K ﹤0.01%
+585
New +$17.7K
JBHT icon
631
JB Hunt Transport Services
JBHT
$25.2B
$18K ﹤0.01%
215
– –
KRE icon
632
State Street SPDR S&P Regional Banking ETF
KRE
$4.57B
$18K ﹤0.01%
500
– –
NOC icon
633
Northrop Grumman
NOC
$81.2B
$18K ﹤0.01%
93
– –
NVO
634
Novo Nordisk
NVO
$209B
$18K ﹤0.01%
688
-442
-39% -$11.8K
RNP icon
635
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$18K ﹤0.01%
1,000
– –
STX icon
636
Seagate
STX
$184B
$18K ﹤0.01%
538
+6
+1% +$193
UYG icon
637
ProShares Ultra Financials
UYG
$845M
$18K ﹤0.01%
840
+660
+367% +$13K
ULTI
638
DELISTED
Ultimate Software Group Inc
ULTI
$18K ﹤0.01%
95
– –
ADRE
639
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$18K ﹤0.01%
600
– –
ARMH
640
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$18K ﹤0.01%
426
+37
+10% +$1.55K
CI icon
641
Cigna
CI
$74.6B
$17K ﹤0.01%
130
– –
DFS
642
DELISTED
Discover Financial Services
DFS
$17K ﹤0.01%
341
– –
ELV icon
643
Elevance Health
ELV
$85.5B
$17K ﹤0.01%
125
-100
-44% -$13.4K
ETV
644
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$17K ﹤0.01%
1,175
– –
FV icon
645
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$17K ﹤0.01%
808
– –
J icon
646
Jacobs Solutions
J
$17B
$17K ﹤0.01%
486
-435
-47% -$14.2K
LYG icon
647
Lloyds Banking Group
LYG
$91.3B
$17K ﹤0.01%
4,381
– –
NFLX icon
648
Netflix
NFLX
$309B
$17K ﹤0.01%
1,750
– –
PUK icon
649
Prudential
PUK
$35.2B
$17K ﹤0.01%
480
– –
SLV icon
650
iShares Silver Trust
SLV
$30.9B
$17K ﹤0.01%
1,195
– –
24 25
26
27 28

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.