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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBT icon
626
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$15K ﹤0.01%
+161
New +$19.1K
FFC
627
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$15K ﹤0.01%
800
– –
GUT
628
Gabelli Utility Trust
GUT
$559M
$15K ﹤0.01%
2,770
– –
J icon
629
Jacobs Solutions
J
$17B
$15K ﹤0.01%
486
– –
LBRDK icon
630
Liberty Broadband Class C
LBRDK
$5.15B
$15K ﹤0.01%
288
-4
-1% -$214
PARA
631
DELISTED
Paramount Global Class B
PARA
$15K ﹤0.01%
352
-70
-17% -$3.4K
PIZ icon
632
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$735M
$15K ﹤0.01%
+654
New +$15.4K
RPG icon
633
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$15K ﹤0.01%
975
– –
LVNTA
634
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$15K ﹤0.01%
373
– –
SNDK
635
DELISTED
SANDISK CORP
SNDK
$15K ﹤0.01%
200
-2,920
-94% -$161K
ESV
636
DELISTED
Ensco Rowan plc
ESV
$15K ﹤0.01%
240
– –
RHT
637
DELISTED
Red Hat Inc
RHT
$15K ﹤0.01%
200
– –
ANSS
638
DELISTED
Ansys
ANSS
$14K ﹤0.01%
155
-34
-18% -$3.12K
CC icon
639
Chemours
CC
$2.37B
$14K ﹤0.01%
+2,369
New +$24.8K
CHY
640
Calamos Convertible and High Income Fund
CHY
$1.06B
$14K ﹤0.01%
1,300
– –
CSGP icon
641
CoStar Group
CSGP
$12.3B
$14K ﹤0.01%
770
+80
+12% +$1.53K
ES icon
642
Eversource Energy
ES
$27.2B
$14K ﹤0.01%
275
+34
+14% +$1.64K
GM icon
643
General Motors
GM
$76.8B
$14K ﹤0.01%
418
+321
+331% +$9.83K
LKQ icon
644
LKQ Corp
LKQ
$6.29B
$14K ﹤0.01%
511
+66
+15% +$2.01K
MAR icon
645
Marriott International
MAR
$92.3B
$14K ﹤0.01%
+200
New +$14.5K
MCO icon
646
Moody's
MCO
$82.7B
$14K ﹤0.01%
144
+15
+12% +$1.6K
OHI icon
647
Omega Healthcare
OHI
$14.7B
$14K ﹤0.01%
393
– –
PIE icon
648
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$244M
$14K ﹤0.01%
+886
New +$14.7K
SJNK icon
649
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$14K ﹤0.01%
545
– –
SMFG icon
650
Sumitomo Mitsui Financial
SMFG
$164B
$14K ﹤0.01%
1,884
– –
24 25
26
27 28

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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.