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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOV icon
626
Dover
DOV
$28.4B
$3K ﹤0.01%
53
-279
-84% -$17.3K
EVV
627
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$3K ﹤0.01%
217
– –
GDXJ icon
628
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$3K ﹤0.01%
97
– –
GS icon
629
Goldman Sachs
GS
$303B
$3K ﹤0.01%
18
-482
-96% -$90.6K
IGLB icon
630
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.84B
$3K ﹤0.01%
+51
New +$3.1K
LUMN icon
631
Lumen
LUMN
$6.44B
$3K ﹤0.01%
68
-9,723
-99% -$389K
TRMB icon
632
Trimble
TRMB
$13.9B
$3K ﹤0.01%
103
– –
TROW icon
633
T. Rowe Price
TROW
$24.3B
$3K ﹤0.01%
34
– –
WDAY icon
634
Workday
WDAY
$44.4B
$3K ﹤0.01%
33
– –
SPLK
635
DELISTED
Splunk Inc
SPLK
$3K ﹤0.01%
45
– –
VMW
636
DELISTED
VMware, Inc
VMW
$3K ﹤0.01%
35
-32
-48% -$2.73K
MNDT
637
DELISTED
Mandiant, Inc. Common Stock
MNDT
$3K ﹤0.01%
+100
New +$3.07K
KSU
638
DELISTED
Kansas City Southern
KSU
$3K ﹤0.01%
22
– –
GNC
639
DELISTED
GNC Holdings, Inc.
GNC
$3K ﹤0.01%
70
– –
USG
640
DELISTED
Usg
USG
$3K ﹤0.01%
112
– –
TFCFA
641
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$3K ﹤0.01%
100
-150
-60% -$5.31K
LNCE
642
DELISTED
Snyders-Lance, Inc.
LNCE
$3K ﹤0.01%
100
-1,400
-93% -$40.6K
CAB
643
DELISTED
Cabela's Inc
CAB
$3K ﹤0.01%
51
– –
PWE
644
DELISTED
Penn West Energy Petroleum Ltd
PWE
$3K ﹤0.01%
1,700
-450
-21% -$1.77K
MJN
645
DELISTED
Mead Johnson Nutrition Company
MJN
$3K ﹤0.01%
35
-276
-89% -$27.5K
CMCSK
646
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$3K ﹤0.01%
55
– –
NTT
647
DELISTED
Nippon Telegraph & Telephone
NTT
$3K ﹤0.01%
110
– –
PLD
648
DELISTED
PROLOGIS
PLD
$3K ﹤0.01%
67
– –
AMCX icon
649
AMC Global Media
AMCX
$489M
$2K ﹤0.01%
27
– –
AOD
650
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$2K ﹤0.01%
250
– –
24 25
26
27 28

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.