We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.1%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$324M
AUM Growth
-$33.2M
Cap. Flow
-$39.8M
Cap. Flow %
-12.28%
Top 10 Hldgs %
40.98%
Holding
1,053
New
82
Increased
100
Reduced
249
Closed
124

Top Buys

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.19M
2
RCAP
RCS CAPITAL CORPORATION CLASS A COM
RCAP
+$1.32M
3
BBRC
Columbia Beyond BRICs ETF
BBRC
+$1.21M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$617K
5
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$474K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.83M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.43M
3
IOO icon
iShares Global 100 ETF
IOO
+$3.86M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.88M
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.34M

Sector Composition

Rank Sector Weight
1 Financials 12.76%
2 Technology 10.02%
3 Energy 8.24%
4 Healthcare 6.21%
5 Industrials 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
626
Aflac
AFL
$62.6B
$6K ﹤0.01%
208
-13,834
-99% -$421K
ALLE icon
627
Allegion
ALLE
$14.4B
$6K ﹤0.01%
133
-7
-5% -$367
CMI icon
628
Cummins
CMI
$88.7B
$6K ﹤0.01%
+43
New +$6.2K
ESGR
629
DELISTED
Enstar Group
ESGR
$6K ﹤0.01%
45
– –
FFIV icon
630
F5
FFIV
$22.7B
$6K ﹤0.01%
+53
New +$6.23K
FLR icon
631
Fluor
FLR
$7.96B
$6K ﹤0.01%
103
-92
-47% -$6.77K
GNW icon
632
Genworth Financial
GNW
$3.71B
$6K ﹤0.01%
745
– –
HYG icon
633
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$6K ﹤0.01%
65
– –
ING icon
634
ING
ING
$102B
$6K ﹤0.01%
484
-2,692
-85% -$37.2K
KDP icon
635
Keurig Dr Pepper
KDP
$40.8B
$6K ﹤0.01%
99
-1,101
-92% -$67.3K
MNST icon
636
Monster Beverage
MNST
$88.5B
$6K ﹤0.01%
360
– –
OKE icon
637
Oneok
OKE
$54.5B
$6K ﹤0.01%
124
– –
RVT icon
638
Royce Value Trust
RVT
$2.3B
$6K ﹤0.01%
449
+9
+2% +$140
SPR
639
DELISTED
Spirit AeroSystems
SPR
$6K ﹤0.01%
150
– –
SRLN icon
640
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$6K ﹤0.01%
+126
New +$6.25K
TD icon
641
Toronto Dominion Bank
TD
$200B
$6K ﹤0.01%
130
-470
-78% -$24.4K
TKR icon
642
Timken Company
TKR
$9.03B
$6K ﹤0.01%
154
+111
+258% +$5.11K
XOP icon
643
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
$6K ﹤0.01%
28
– –
PDCO
644
DELISTED
Patterson Companies, Inc.
PDCO
$6K ﹤0.01%
145
– –
CERN
645
DELISTED
Cerner Corp
CERN
$6K ﹤0.01%
96
– –
ZOES
646
DELISTED
Zoe's Kitchen, Inc.
ZOES
$6K ﹤0.01%
+200
New +$5.92K
HMIN
647
DELISTED
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
$6K ﹤0.01%
200
– –
KNGT
648
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$6K ﹤0.01%
200
– –
BTI icon
649
British American Tobacco
BTI
$128B
$5K ﹤0.01%
92
– –
CHRW icon
650
C.H. Robinson
CHRW
$17.5B
$5K ﹤0.01%
73
– –
24 25
26
27 28

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Carroll Financial Associates held 1,053 positions worth $324M, down 9.3% from $357M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Carroll Financial Associates withdrew a net $39.8M in Q3 2014, closing 124 positions and reducing 249 holdings. Its most notable exit was Atlantic Union Bankshares, an estimated $872K position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Invesco S&P 500 Downside Hedged ETF worth $7.45M.

  • Carroll Financial Associates's largest Q3 2014 buy was Invesco S&P 500 Downside Hedged ETF: 251,160 shares worth $7.45M.
  • Carroll Financial Associates added most to Columbia Beyond BRICs ETF in Q3 2014, an estimated $1.21M increase.
  • Carroll Financial Associates's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.83M.
  • Carroll Financial Associates fully exited Atlantic Union Bankshares in Q3 2014, selling an estimated $872K.
  • Carroll Financial Associates's ten largest holdings make up 41% of its $324M portfolio in Q3 2014.
  • Carroll Financial Associates opened 82 new positions and closed 124 in Q3 2014.
  • Carroll Financial Associates's portfolio value fell 9.3% quarter-over-quarter to $324M.

Based on Carroll Financial Associates's 13F filing for Q3 2014, filed 13 Nov 2014.