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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSK
626
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$9K ﹤0.01%
160
– –
BBL
627
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$9K ﹤0.01%
131
– –
QIHU
628
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$9K ﹤0.01%
100
– –
AAXJ icon
629
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.74B
$8K ﹤0.01%
135
– –
ALLE icon
630
Allegion
ALLE
$14.3B
$8K ﹤0.01%
140
– –
DAL icon
631
Delta Air Lines
DAL
$60.5B
$8K ﹤0.01%
218
+93
+74% +$3.51K
EQIX icon
632
Equinix
EQIX
$104B
$8K ﹤0.01%
40
-10
-20% -$1.93K
ES icon
633
Eversource Energy
ES
$27.1B
$8K ﹤0.01%
161
– –
FCF icon
634
First Commonwealth Financial
FCF
$2.17B
$8K ﹤0.01%
875
– –
HHH icon
635
Howard Hughes
HHH
$4.06B
$8K ﹤0.01%
51
– –
IP icon
636
International Paper
IP
$21.5B
$8K ﹤0.01%
161
– –
LQD icon
637
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$8K ﹤0.01%
65
– –
MDY icon
638
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$8K ﹤0.01%
30
– –
OKE icon
639
Oneok
OKE
$55.4B
$8K ﹤0.01%
124
– –
PKX icon
640
POSCO
PKX
$17B
$8K ﹤0.01%
114
– –
SLM icon
641
SLM Corp
SLM
$5.15B
$8K ﹤0.01%
1,000
-1,798
-64% -$15.8K
CTT
642
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$8K ﹤0.01%
+562
New +$7.55K
RGC
643
DELISTED
Regal Entertainment Group
RGC
$8K ﹤0.01%
365
+225
+161% +$4.4K
ARG
644
DELISTED
Airgas Inc
ARG
$8K ﹤0.01%
76
– –
GTI
645
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$8K ﹤0.01%
+750
New +$8.02K
KKD
646
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$8K ﹤0.01%
514
– –
ACN icon
647
Accenture
ACN
$105B
$7K ﹤0.01%
90
– –
BBVA icon
648
Banco Bilbao Vizcaya Argentaria
BBVA
$155B
$7K ﹤0.01%
585
– –
ESGR
649
DELISTED
Enstar Group
ESGR
$7K ﹤0.01%
45
– –
ESS icon
650
Essex Property Trust
ESS
$18.3B
$7K ﹤0.01%
+38
New +$6.72K
24 25
26
27 28

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.