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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVO
626
Novo Nordisk
NVO
$209B
$4K ﹤0.01%
250
– –
OMC icon
627
Omnicom Group
OMC
$23.4B
$4K ﹤0.01%
+60
New +$4.13K
PBR.A icon
628
Petrobras Class A
PBR.A
$103B
$4K ﹤0.01%
330
– –
PSO icon
629
Pearson
PSO
$9.9B
$4K ﹤0.01%
+190
New +$4.03K
VRTX icon
630
Vertex Pharmaceuticals
VRTX
$126B
$4K ﹤0.01%
60
– –
JTD
631
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$4K ﹤0.01%
300
– –
AIG.WS
632
DELISTED
American International Group, Inc.
AIG.WS
$4K ﹤0.01%
214
+15
+8% +$300
WPX
633
DELISTED
WPX Energy, Inc.
WPX
$4K ﹤0.01%
200
– –
INFA
634
DELISTED
INFORMATICA CORP
INFA
$4K ﹤0.01%
+100
New +$3.9K
CBST
635
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$4K ﹤0.01%
60
– –
CBEY
636
DELISTED
CBEYOND INC COM STK
CBEY
$4K ﹤0.01%
724
– –
APD icon
637
Air Products & Chemicals
APD
$67.6B
$3K ﹤0.01%
29
– –
BLK icon
638
Blackrock
BLK
$176B
$3K ﹤0.01%
+10
New +$2.98K
BLKB icon
639
Blackbaud
BLKB
$2.08B
$3K ﹤0.01%
100
– –
BOND icon
640
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$3K ﹤0.01%
30
– –
BR icon
641
Broadridge
BR
$19B
$3K ﹤0.01%
100
+25
+33% +$903
CAH icon
642
Cardinal Health
CAH
$55.4B
$3K ﹤0.01%
57
– –
CBRE icon
643
CBRE Group
CBRE
$42.9B
$3K ﹤0.01%
150
– –
CPRI icon
644
Capri Holdings
CPRI
$1.74B
$3K ﹤0.01%
45
– –
CUK
645
DELISTED
Carnival PLC
CUK
$3K ﹤0.01%
+90
New +$3.24K
DVA icon
646
DaVita
DVA
$11.7B
$3K ﹤0.01%
52
– –
ELV icon
647
Elevance Health
ELV
$85.5B
$3K ﹤0.01%
40
-60
-60% -$5.33K
EVV
648
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$3K ﹤0.01%
217
– –
FE icon
649
FirstEnergy
FE
$27.5B
$3K ﹤0.01%
100
– –
GDXJ icon
650
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$3K ﹤0.01%
97
– –
24 25
26
27 28

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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.