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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$61.2M
Cap. Flow
-$1.15M
Cap. Flow %
-0.43%
Top 10 Hldgs %
39.72%
Holding
975
New
167
Increased
121
Reduced
109
Closed
40

Top Buys

Rank Stock Value
1
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.5M
2
HTS
HATTERAS FINANCIAL CORP
HTS
+$1.46M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.44M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.06M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.05M

Top Sells

Rank Stock Value
1
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$4.74M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$3.12M
3
XOM icon
ExxonMobil
XOM
+$1.8M
4
HNR
Harvest Natural Resources
HNR
+$1.62M
5
HRL icon
Hormel Foods
HRL
+$1.26M

Sector Composition

Rank Sector Weight
1 Financials 13.74%
2 Technology 10.07%
3 Energy 9.61%
4 Healthcare 7.12%
5 Industrials 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLP
626
DELISTED
NTS REALTY HOLDINGS LTD PARTNERSHIP UTS
NLP
$4K ﹤0.01%
906
– –
ACN icon
627
Accenture
ACN
$108B
$3K ﹤0.01%
45
– –
BLKB icon
628
Blackbaud
BLKB
$2.08B
$3K ﹤0.01%
100
– –
BOND icon
629
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$3K ﹤0.01%
+30
New +$3.15K
CBRE icon
630
CBRE Group
CBRE
$42.9B
$3K ﹤0.01%
150
– –
CIK
631
Credit Suisse Asset Management Income Fund
CIK
$134M
$3K ﹤0.01%
+962
New +$3.5K
CMG icon
632
Chipotle Mexican Grill
CMG
$41.5B
$3K ﹤0.01%
+400
New +$3.23K
CPRI icon
633
Capri Holdings
CPRI
$1.74B
$3K ﹤0.01%
45
– –
DOV icon
634
Dover
DOV
$28.4B
$3K ﹤0.01%
64
– –
EVV
635
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$3K ﹤0.01%
217
– –
FE icon
636
FirstEnergy
FE
$27.5B
$3K ﹤0.01%
100
-575
-85% -$21.6K
GDXJ icon
637
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$3K ﹤0.01%
97
-1
-1% -$43
GM icon
638
General Motors
GM
$76.8B
$3K ﹤0.01%
94
– –
ILF icon
639
iShares Latin America 40 ETF
ILF
$3.76B
$3K ﹤0.01%
+84
New +$3.09K
IYZ icon
640
iShares US Telecommunications ETF
IYZ
$1.26B
$3K ﹤0.01%
132
-143
-52% -$3.93K
LBTYK icon
641
Liberty Global Class C
LBTYK
$3.49B
$3K ﹤0.01%
124
-103
-45% -$3.1K
PBI icon
642
Pitney Bowes
PBI
$2.39B
$3K ﹤0.01%
166
– –
SNV
643
DELISTED
Synovus
SNV
$3K ﹤0.01%
146
– –
TM icon
644
Toyota
TM
$225B
$3K ﹤0.01%
+27
New +$3.44K
TRV icon
645
Travelers Companies
TRV
$80.2B
$3K ﹤0.01%
41
-3
-7% -$248
WYNN icon
646
Wynn Resorts
WYNN
$10.6B
$3K ﹤0.01%
20
– –
GAP
647
The Gap Inc
GAP
$7.37B
$3K ﹤0.01%
77
– –
VMW
648
DELISTED
VMware, Inc
VMW
$3K ﹤0.01%
41
– –
Y
649
DELISTED
Alleghany Corp
Y
$3K ﹤0.01%
8
– –
AIG.WS
650
DELISTED
American International Group, Inc.
AIG.WS
$3K ﹤0.01%
199
– –
24 25
26
27 28

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RFA
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CCT
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Carroll Financial Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Carroll Financial Associates held 975 positions worth $265M, up 30% from $204M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q3 2013 filing shows 167 new, 121 increased, 109 reduced and 40 closed positions. Its largest new stake was Rio Tinto: 19,299 shares worth $941K. The largest sale was OAKTREE CAPITAL GROUP, LLC, an estimated $4.74M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 17% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q3 2013 buy was Rio Tinto: 19,299 shares worth $941K.
  • Carroll Financial Associates added most to CHAMBERS STR PPTYS COM in Q3 2013, an estimated $1.5M increase.
  • Carroll Financial Associates's biggest Q3 2013 reduction was OAKTREE CAPITAL GROUP, LLC, cutting an estimated $4.74M.
  • Carroll Financial Associates fully exited Hormel Foods in Q3 2013, selling an estimated $1.26M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $265M portfolio in Q3 2013.
  • Carroll Financial Associates opened 167 new positions and closed 40 in Q3 2013.
  • Carroll Financial Associates's portfolio value rose 30% quarter-over-quarter to $265M.

Based on Carroll Financial Associates's 13F filing for Q3 2013, filed 14 Nov 2013.