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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHDG icon
601
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$79K ﹤0.01%
1,830
– –
NVG icon
602
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$79K ﹤0.01%
4,613
+32
+0.7% +$569
NWL icon
603
Newell Brands
NWL
$2.51B
$79K ﹤0.01%
3,575
– –
SNSR icon
604
Global X Internet of Things ETF
SNSR
$221M
$79K ﹤0.01%
2,190
– –
AZO icon
605
AutoZone
AZO
$50.1B
$78K ﹤0.01%
46
– –
BGH
606
Barings Global Short Duration High Yield Fund
BGH
$287M
$78K ﹤0.01%
4,578
-353
-7% -$6.02K
LULU icon
607
lululemon athletica
LULU
$14.5B
$78K ﹤0.01%
193
-14
-7% -$5.61K
ROP icon
608
Roper Technologies
ROP
$39.9B
$78K ﹤0.01%
176
+2
+1% +$958
XHE icon
609
State Street SPDR S&P Health Care Equipment ETF
XHE
$167M
$78K ﹤0.01%
629
-63
-9% -$8.04K
DELL icon
610
Dell
DELL
$296B
$77K ﹤0.01%
1,470
+18
+1% +$897
EFX icon
611
Equifax
EFX
$21.3B
$77K ﹤0.01%
307
– –
MMP
612
DELISTED
Magellan Midstream Partners, L.P.
MMP
$77K ﹤0.01%
1,702
+49
+3% +$2.33K
BNDX icon
613
Vanguard Total International Bond ETF
BNDX
$82.8B
$76K ﹤0.01%
1,340
+1
+0.1% +$58
DRI icon
614
Darden Restaurants
DRI
$24.9B
$76K ﹤0.01%
505
+330
+189% +$48.5K
GRNB icon
615
VanEck Green Bond ETF
GRNB
$184M
$76K ﹤0.01%
2,806
– –
NKSH icon
616
National Bankshares
NKSH
$257M
$76K ﹤0.01%
2,102
– –
PANW icon
617
Palo Alto Networks
PANW
$314B
$76K ﹤0.01%
954
– –
QDF icon
618
FlexShares Quality Dividend Index Fund
QDF
$2.27B
$76K ﹤0.01%
1,372
– –
VBR icon
619
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$76K ﹤0.01%
453
+7
+2% +$1.2K
VMC icon
620
Vulcan Materials
VMC
$37B
$76K ﹤0.01%
450
+5
+1% +$895
FHLC icon
621
Fidelity MSCI Health Care Index ETF
FHLC
$3.42B
$75K ﹤0.01%
1,181
– –
J icon
622
Jacobs Solutions
J
$17.2B
$75K ﹤0.01%
693
– –
PKB icon
623
Invesco Building & Construction ETF
PKB
$393M
$75K ﹤0.01%
1,600
– –
SCHO icon
624
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$75K ﹤0.01%
2,946
+1,944
+194% +$49.8K
BLW icon
625
BlackRock Limited Duration Income Trust
BLW
$493M
$74K ﹤0.01%
4,367
-511
-10% -$8.78K
23 24
25
26 27

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6M
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RFA
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.