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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTX icon
601
Vertex Pharmaceuticals
VRTX
$135B
$88K 0.01%
414
+48
+13% +$10.5K
WBD icon
602
Warner Bros
WBD
$68B
$88K 0.01%
2,033
+921
+83% +$46K
CRSP icon
603
CRISPR Therapeutics
CRSP
$5.18B
$87K 0.01%
719
-31
-4% -$4.68K
SNY icon
604
Sanofi
SNY
$104B
$87K 0.01%
1,759
+224
+15% +$10.8K
RDS.B
605
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$87K 0.01%
2,382
-232
-9% -$8.86K
EXPE icon
606
Expedia Group
EXPE
$38.7B
$86K 0.01%
500
– –
ILMN icon
607
Illumina
ILMN
$29.1B
$86K 0.01%
231
+144
+166% +$58.7K
MHK icon
608
Mohawk Industries
MHK
$9.27B
$86K 0.01%
448
+334
+293% +$55.7K
SLB icon
609
SLB Ltd
SLB
$79.3B
$86K 0.01%
3,192
-332
-9% -$8.74K
TIP icon
610
iShares TIPS Bond ETF
TIP
$14.7B
$86K 0.01%
687
+78
+13% +$9.87K
VMBS icon
611
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$86K 0.01%
1,623
+450
+38% +$24.2K
PRU icon
612
Prudential Financial
PRU
$42.3B
$85K 0.01%
941
+166
+21% +$14.2K
PTMC icon
613
Pacer Trendpilot US Mid Cap ETF
PTMC
$405M
$85K 0.01%
2,460
– –
TWLO icon
614
Twilio
TWLO
$39.4B
$85K 0.01%
251
+27
+12% +$10.1K
ET icon
615
Energy Transfer Partners
ET
$71.6B
$84K 0.01%
10,943
+91
+0.8% +$664
OGE icon
616
OGE Energy
OGE
$9.6B
$84K 0.01%
2,611
– –
XHE icon
617
State Street SPDR S&P Health Care Equipment ETF
XHE
$169M
$84K 0.01%
710
-556
-44% -$67K
USFR
618
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$84K 0.01%
3,376
-21,483
-86% -$535K
BIP icon
619
Brookfield Infrastructure Partners
BIP
$18.2B
$83K 0.01%
+2,363
New +$82.4K
CGC
620
Canopy Growth
CGC
$420M
$83K 0.01%
260
-61
-19% -$21.6K
SKX
621
DELISTED
Skechers
SKX
$83K 0.01%
2,003
+253
+14% +$9.55K
STIP icon
622
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$83K 0.01%
789
– –
CEF icon
623
Sprott Physical Gold and Silver Trust
CEF
$8.23B
$82K 0.01%
4,770
+500
+12% +$9.26K
FXH icon
624
First Trust Health Care AlphaDEX Fund
FXH
$1.12B
$82K 0.01%
755
– –
FDG icon
625
American Century Focused Dynamic Growth ETF
FDG
$426M
$81K 0.01%
1,097
+876
+396% +$66.5K
23 24
25
26 27

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.