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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGRE icon
601
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$145M
$62K 0.01%
2,750
– –
FIVE icon
602
Five Below
FIVE
$13B
$62K 0.01%
583
– –
ICLR icon
603
Icon
ICLR
$12.8B
$62K 0.01%
370
– –
FE icon
604
FirstEnergy
FE
$27.1B
$61K 0.01%
1,598
+155
+11% +$6.41K
HYS icon
605
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$61K 0.01%
677
– –
XLU icon
606
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$61K 0.01%
2,188
– –
ES icon
607
Eversource Energy
ES
$26.8B
$60K 0.01%
728
-52
-7% -$4.31K
UUP icon
608
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
$60K 0.01%
2,300
-14,384
-86% -$385K
WBA
609
DELISTED
Walgreens Boots Alliance
WBA
$60K 0.01%
1,416
-189
-12% -$8.03K
BTAL icon
610
AGF US Market Neutral Anti-Beta Fund
BTAL
$304M
$59K ﹤0.01%
+2,460
New +$60.7K
CSB icon
611
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$265M
$59K ﹤0.01%
1,634
-430
-21% -$14.7K
KARS icon
612
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$80.9M
$59K ﹤0.01%
2,355
– –
NI icon
613
NiSource
NI
$20B
$58K ﹤0.01%
2,579
– –
NWL icon
614
Newell Brands
NWL
$2.51B
$58K ﹤0.01%
3,664
– –
TMUS icon
615
T-Mobile US
TMUS
$191B
$58K ﹤0.01%
563
+496
+740% +$47.5K
POTX
616
DELISTED
Global X Cannabis ETF
POTX
$58K ﹤0.01%
961
+327
+52% +$20.4K
IJS icon
617
iShares S&P Small-Cap 600 Value ETF
IJS
$8.3B
$57K ﹤0.01%
952
– –
MLM icon
618
Martin Marietta Materials
MLM
$33B
$57K ﹤0.01%
276
-300
-52% -$57.7K
QDF icon
619
FlexShares Quality Dividend Index Fund
QDF
$2.27B
$57K ﹤0.01%
1,372
– –
SWK icon
620
Stanley Black & Decker
SWK
$15.5B
$57K ﹤0.01%
413
+111
+37% +$13.4K
DLR icon
621
Digital Realty Trust
DLR
$70.8B
$56K ﹤0.01%
400
– –
MS icon
622
Morgan Stanley
MS
$338B
$56K ﹤0.01%
1,179
– –
PJUN icon
623
Innovator US Equity Power Buffer ETF June
PJUN
$975M
$56K ﹤0.01%
+2,010
New +$54.1K
QRVO icon
624
Qorvo
QRVO
$8.56B
$56K ﹤0.01%
512
– –
SPHD icon
625
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
$56K ﹤0.01%
1,724
+554
+47% +$18K
23 24
25
26 27

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.