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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TER icon
601
Teradyne
TER
$59.3B
$44K ﹤0.01%
+829
New +$52.6K
VLUE icon
602
iShares MSCI USA Value Factor ETF
VLUE
$9.47B
$44K ﹤0.01%
710
+7
+1% +$566
CDK
603
DELISTED
CDK Global, Inc.
CDK
$44K ﹤0.01%
1,368
-66
-5% -$3.15K
FTC icon
604
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$43K ﹤0.01%
730
– –
GM icon
605
General Motors
GM
$78.4B
$43K ﹤0.01%
2,095
-500
-19% -$15.3K
IDXX icon
606
Idexx Laboratories
IDXX
$46.2B
$43K ﹤0.01%
179
+155
+646% +$40.5K
MBB icon
607
iShares MBS ETF
MBB
$39B
$43K ﹤0.01%
391
-1,205
-76% -$131K
ALC icon
608
Alcon
ALC
$36.4B
$42K ﹤0.01%
833
-202
-20% -$11.6K
AOA icon
609
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$42K ﹤0.01%
906
+21
+2% +$1.15K
AVA icon
610
Avista
AVA
$3.22B
$42K ﹤0.01%
1,000
– –
COF icon
611
Capital One
COF
$134B
$42K ﹤0.01%
846
-1,318
-61% -$116K
FORM icon
612
FormFactor
FORM
$9.46B
$42K ﹤0.01%
2,121
+448
+27% +$10.7K
IGIB icon
613
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$42K ﹤0.01%
772
– –
AMCR icon
614
Amcor
AMCR
$21.9B
$41K ﹤0.01%
1,020
– –
FIVE icon
615
Five Below
FIVE
$13B
$41K ﹤0.01%
583
-1
-0.2% -$102
FLQL icon
616
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.1B
$41K ﹤0.01%
1,510
– –
JNK icon
617
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$41K ﹤0.01%
438
+126
+40% +$13.2K
QRVO icon
618
Qorvo
QRVO
$8.53B
$41K ﹤0.01%
512
-1,717
-77% -$172K
TAP icon
619
Molson Coors Class B
TAP
$7.83B
$41K ﹤0.01%
1,067
+735
+221% +$37.2K
TEAM icon
620
Atlassian
TEAM
$39.1B
$41K ﹤0.01%
+300
New +$41.9K
VMBS icon
621
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$41K ﹤0.01%
770
– –
MS icon
622
Morgan Stanley
MS
$338B
$40K ﹤0.01%
1,179
– –
PTLC icon
623
Pacer Trendpilot US Large Cap ETF
PTLC
$3.36B
$40K ﹤0.01%
1,500
– –
MIC
624
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$40K ﹤0.01%
1,600
– –
BIDU icon
625
Baidu
BIDU
$35.9B
$39K ﹤0.01%
394
– –
23 24
25
26 27

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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.