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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXH icon
601
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$53K ﹤0.01%
690
– –
HYG icon
602
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$53K ﹤0.01%
610
– –
SDOG icon
603
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$53K ﹤0.01%
1,222
+833
+214% +$35.9K
MKL icon
604
Markel Group
MKL
$23.2B
$52K ﹤0.01%
48
-7
-13% -$7.33K
MKTX icon
605
MarketAxess Holdings
MKTX
$5.72B
$52K ﹤0.01%
163
+13
+9% +$3.76K
NOBL icon
606
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$52K ﹤0.01%
1,508
– –
NWL icon
607
Newell Brands
NWL
$2.56B
$52K ﹤0.01%
3,392
+62
+2% +$928
TTE icon
608
TotalEnergies
TTE
$190B
$52K ﹤0.01%
941
+100
+12% +$5.46K
COF icon
609
Capital One
COF
$134B
$51K ﹤0.01%
565
-188
-25% -$16.8K
DOC icon
610
Healthpeak Properties
DOC
$14.8B
$51K ﹤0.01%
1,602
+2
+0.1% +$62
EWJ icon
611
iShares MSCI Japan ETF
EWJ
$23B
$51K ﹤0.01%
938
+520
+124% +$28.3K
FCN icon
612
FTI Consulting
FCN
$4.18B
$51K ﹤0.01%
+611
New +$50.2K
FTC icon
613
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$51K ﹤0.01%
730
– –
FULT icon
614
Fulton Financial
FULT
$4.64B
$51K ﹤0.01%
3,166
– –
PEBK icon
615
Peoples Bancorp of North Carolina
PEBK
$229M
$51K ﹤0.01%
1,698
– –
ATVI
616
DELISTED
Activision Blizzard
ATVI
$51K ﹤0.01%
1,082
+394
+57% +$18.1K
AOA icon
617
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$50K ﹤0.01%
907
– –
IONS icon
618
Ionis Pharmaceuticals
IONS
$9.4B
$50K ﹤0.01%
792
+30
+4% +$2.12K
HSBC.PRA
619
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$50K ﹤0.01%
1,945
– –
KEX icon
620
Kirby Corp
KEX
$6.93B
$49K ﹤0.01%
626
+134
+27% +$10.8K
PID icon
621
Invesco International Dividend Achievers ETF
PID
$919M
$49K ﹤0.01%
3,000
– –
ROK icon
622
Rockwell Automation
ROK
$49B
$49K ﹤0.01%
300
– –
AIVL icon
623
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$48K ﹤0.01%
570
– –
DFE icon
624
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$48K ﹤0.01%
837
– –
EEM icon
625
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$48K ﹤0.01%
1,133
-478
-30% -$20.3K
23 24
25
26 27

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6M
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RFA
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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.