CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
-1.67%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.1M
Cap. Flow %
1.66%
Top 10 Hldgs %
50.32%
Holding
1,413
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.62M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.15M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.95M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.3M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2M

Top Sells

1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.55M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.43M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.87M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.48M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.26M

Sector Composition

1 Financials 8.36%
2 Technology 5.39%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
UYG icon
601
ProShares Ultra Financials
UYG
$871M
$27K ﹤0.01%
660
– –
WSM icon
602
Williams-Sonoma
WSM
$24.7B
$27K ﹤0.01%
1,052
– –
DNL icon
603
WisdomTree Global ex-US Quality Dividend Growth Fund
DNL
$493M
$26K ﹤0.01%
+900
New +$26K
FIVE icon
604
Five Below
FIVE
$7.88B
$26K ﹤0.01%
358
+140
+64% +$10.2K
IONS icon
605
Ionis Pharmaceuticals
IONS
$10.3B
$26K ﹤0.01%
598
+500
+510% +$21.7K
PANW icon
606
Palo Alto Networks
PANW
$132B
$26K ﹤0.01%
864
– –
VCIT icon
607
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$54.8B
$26K ﹤0.01%
311
+150
+93% +$12.5K
LGF.A
608
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$26K ﹤0.01%
1,011
– –
SAFM
609
DELISTED
Sanderson Farms Inc
SAFM
$26K ﹤0.01%
225
– –
CERN
610
DELISTED
Cerner Corp
CERN
$26K ﹤0.01%
460
-300
-39% -$17K
DATA
611
DELISTED
Tableau Software, Inc.
DATA
$26K ﹤0.01%
325
– –
ADRE
612
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$26K ﹤0.01%
600
– –
CMBS icon
613
iShares CMBS ETF
CMBS
$468M
$25K ﹤0.01%
502
– –
FDL icon
614
First Trust Morningstar Dividend Leaders Index Fund
FDL
$5.73B
$25K ﹤0.01%
910
-1,145
-56% -$31.5K
FPF
615
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.17B
$25K ﹤0.01%
1,100
– –
FTA icon
616
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.14B
$25K ﹤0.01%
490
– –
ILCG icon
617
iShares Morningstar Growth ETF
ILCG
$2.97B
$25K ﹤0.01%
775
– –
NTRS icon
618
Northern Trust
NTRS
$24.6B
$25K ﹤0.01%
250
– –
VRSK icon
619
Verisk Analytics
VRSK
$37.5B
$25K ﹤0.01%
241
-12
-5% -$1.25K
BT
620
DELISTED
BT Group plc (ADR)
BT
$25K ﹤0.01%
1,600
– –
FHI icon
621
Federated Hermes
FHI
$4.08B
$24K ﹤0.01%
735
+195
+36% +$6.37K
AOS icon
622
A.O. Smith
AOS
$10.1B
$24K ﹤0.01%
390
+71
+22% +$4.37K
AVY icon
623
Avery Dennison
AVY
$13B
$24K ﹤0.01%
230
-35
-13% -$3.65K
RPG icon
624
Invesco S&P 500 Pure Growth ETF
RPG
$1.73B
$24K ﹤0.01%
1,100
+600
+120% +$13.1K
TEL icon
625
TE Connectivity
TEL
$61.7B
$24K ﹤0.01%
240
– –
23 24
25
26 27