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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UYG icon
601
ProShares Ultra Financials
UYG
$848M
$27K ﹤0.01%
660
– –
WSM icon
602
Williams-Sonoma
WSM
$29.6B
$27K ﹤0.01%
1,052
– –
DNL icon
603
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$503M
$26K ﹤0.01%
+900
New +$26.9K
FIVE icon
604
Five Below
FIVE
$13.1B
$26K ﹤0.01%
358
+140
+64% +$9.43K
IONS icon
605
Ionis Pharmaceuticals
IONS
$9.45B
$26K ﹤0.01%
598
+500
+510% +$25.4K
PANW icon
606
Palo Alto Networks
PANW
$311B
$26K ﹤0.01%
864
– –
VCIT icon
607
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.5B
$26K ﹤0.01%
311
+150
+93% +$12.8K
LGF.A
608
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$26K ﹤0.01%
1,011
– –
SAFM
609
DELISTED
Sanderson Farms Inc
SAFM
$26K ﹤0.01%
225
– –
CERN
610
DELISTED
Cerner Corp
CERN
$26K ﹤0.01%
460
-300
-39% -$19.5K
DATA
611
DELISTED
Tableau Software, Inc.
DATA
$26K ﹤0.01%
325
– –
ADRE
612
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$26K ﹤0.01%
600
– –
CMBS icon
613
iShares CMBS ETF
CMBS
$474M
$25K ﹤0.01%
502
– –
FDL icon
614
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
$25K ﹤0.01%
910
-1,145
-56% -$33.7K
FPF
615
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$25K ﹤0.01%
1,100
– –
FTA icon
616
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$25K ﹤0.01%
490
– –
ILCG icon
617
iShares Morningstar Growth ETF
ILCG
$3.27B
$25K ﹤0.01%
775
– –
NTRS icon
618
Northern Trust
NTRS
$34.5B
$25K ﹤0.01%
250
– –
VRSK icon
619
Verisk Analytics
VRSK
$23.3B
$25K ﹤0.01%
241
-12
-5% -$1.2K
BT
620
DELISTED
BT Group plc (ADR)
BT
$25K ﹤0.01%
1,600
– –
AOS icon
621
A.O. Smith
AOS
$8.48B
$24K ﹤0.01%
390
+71
+22% +$4.58K
AVY icon
622
Avery Dennison
AVY
$13.5B
$24K ﹤0.01%
230
-35
-13% -$4.05K
FHI icon
623
Federated Hermes
FHI
$4.72B
$24K ﹤0.01%
735
+195
+36% +$6.63K
RPG icon
624
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$24K ﹤0.01%
1,100
+600
+120% +$13.4K
TEL icon
625
TE Connectivity
TEL
$62.5B
$24K ﹤0.01%
240
– –
23 24
25
26 27

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.