We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTA icon
601
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$26K ﹤0.01%
490
– –
J icon
602
Jacobs Solutions
J
$17.1B
$26K ﹤0.01%
484
– –
TTE icon
603
TotalEnergies
TTE
$191B
$26K ﹤0.01%
43,339
-305
-0.7% -$182
ROIC
604
DELISTED
Retail Opportunity Investments Corp.
ROIC
$26K ﹤0.01%
1,350
– –
STH
605
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
$26K ﹤0.01%
721
– –
CMBS icon
606
iShares CMBS ETF
CMBS
$472M
$25K ﹤0.01%
502
-756
-60% -$38.9K
PTF icon
607
Invesco Dorsey Wright Technology Momentum ETF
PTF
$653M
$25K ﹤0.01%
1,440
– –
REGN icon
608
Regeneron Pharmaceuticals
REGN
$80.5B
$25K ﹤0.01%
67
– –
TIPZ icon
609
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.3M
$25K ﹤0.01%
432
+3
+0.7% +$174
SYKE
610
DELISTED
SYKES Enterprises Inc
SYKE
$25K ﹤0.01%
800
– –
BSCJ
611
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$25K ﹤0.01%
1,190
– –
ADRE
612
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$25K ﹤0.01%
600
– –
DELL icon
613
Dell
DELL
$289B
$24K ﹤0.01%
1,083
-132
-11% -$2.99K
ILCG icon
614
iShares Morningstar Growth ETF
ILCG
$3.26B
$24K ﹤0.01%
775
– –
NTRS icon
615
Northern Trust
NTRS
$33.8B
$24K ﹤0.01%
250
– –
OCSL icon
616
Oaktree Specialty Lending
OCSL
$1.15B
$24K ﹤0.01%
1,667
-46,975
-97% -$752K
TAP icon
617
Molson Coors Class B
TAP
$8.11B
$24K ﹤0.01%
304
+2
+0.7% +$162
TCRT icon
618
Alaunos Therapeutics
TCRT
$4.86M
$24K ﹤0.01%
40
– –
VRSK icon
619
Verisk Analytics
VRSK
$25.1B
$24K ﹤0.01%
253
– –
VYM icon
620
Vanguard High Dividend Yield ETF
VYM
$82.7B
$24K ﹤0.01%
286
-160
-36% -$13.4K
POT
621
DELISTED
Potash Corp Of Saskatchewan
POT
$24K ﹤0.01%
1,166
+1
+0.1% +$19
EMB icon
622
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$23K ﹤0.01%
202
+92
+84% +$10.6K
GEN icon
623
Gen Digital
GEN
$17.3B
$23K ﹤0.01%
825
– –
PCEF icon
624
Invesco CEF Income Composite ETF
PCEF
$814M
$23K ﹤0.01%
1,000
– –
PHDG icon
625
Invesco S&P 500 Downside Hedged ETF
PHDG
$64.4M
$23K ﹤0.01%
849
+8
+1% +$215
23 24
25
26 27

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.