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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ES icon
601
Eversource Energy
ES
$27.2B
$26K ﹤0.01%
441
+52
+13% +$3.21K
INFY icon
602
Infosys
INFY
$50.7B
$26K ﹤0.01%
3,688
– –
IYT icon
603
iShares US Transportation ETF
IYT
$2.29B
$26K ﹤0.01%
600
– –
WSM icon
604
Williams-Sonoma
WSM
$29.6B
$26K ﹤0.01%
1,052
– –
FTA icon
605
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$25K ﹤0.01%
490
– –
TAP icon
606
Molson Coors Class B
TAP
$8.1B
$25K ﹤0.01%
302
-504
-63% -$44.3K
TTE icon
607
TotalEnergies
TTE
$190B
$25K ﹤0.01%
43,644
+2,873
+7% +$1.59K
UYG icon
608
ProShares Ultra Financials
UYG
$847M
$25K ﹤0.01%
660
– –
ROIC
609
DELISTED
Retail Opportunity Investments Corp.
ROIC
$25K ﹤0.01%
1,350
– –
BSCJ
610
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$25K ﹤0.01%
1,190
– –
ADRE
611
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$25K ﹤0.01%
600
– –
DGX icon
612
Quest Diagnostics
DGX
$26.3B
$24K ﹤0.01%
269
-10
-4% -$1.06K
PCEF icon
613
Invesco CEF Income Composite ETF
PCEF
$814M
$24K ﹤0.01%
1,000
– –
PGR icon
614
Progressive
PGR
$125B
$24K ﹤0.01%
499
– –
PTF icon
615
Invesco Dorsey Wright Technology Momentum ETF
PTF
$656M
$24K ﹤0.01%
1,440
– –
TEVA icon
616
Teva Pharmaceuticals
TEVA
$41.2B
$24K ﹤0.01%
1,540
-243
-14% -$5.47K
TIPZ icon
617
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.4M
$24K ﹤0.01%
429
+2
+0.5% +$116
TVTX icon
618
Travere Therapeutics
TVTX
$5.78B
$24K ﹤0.01%
1,000
– –
CTXS
619
DELISTED
Citrix Systems Inc
CTXS
$24K ﹤0.01%
309
– –
MLPI
620
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$24K ﹤0.01%
953
– –
DATA
621
DELISTED
Tableau Software, Inc.
DATA
$24K ﹤0.01%
325
– –
STH
622
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
$24K ﹤0.01%
721
-487
-40% -$16.2K
J icon
623
Jacobs Solutions
J
$17B
$23K ﹤0.01%
484
– –
MIN
624
Aberdeen Intermediate Income Fund
MIN
$278M
$23K ﹤0.01%
5,521
+21
+0.4% +$90
NAD icon
625
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$23K ﹤0.01%
1,632
– –
23 24
25
26 27

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RFA
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CCT
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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.