We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERC
601
Allspring Multi-Sector Income Fund
ERC
$257M
$29K ﹤0.01%
2,235
– –
IXC icon
602
iShares Global Energy ETF
IXC
$2.76B
$29K ﹤0.01%
950
– –
LUV icon
603
Southwest Airlines
LUV
$24B
$29K ﹤0.01%
475
– –
LGF.B
604
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$29K ﹤0.01%
1,131
+28
+3% +$679
EEM icon
605
iShares MSCI Emerging Markets ETF
EEM
$29.6B
$28K ﹤0.01%
681
– –
EFR
606
Eaton Vance Senior Floating-Rate Fund
EFR
$315M
$28K ﹤0.01%
1,900
– –
EQAL icon
607
Invesco Russell 1000 Equal Weight ETF
EQAL
$832M
$28K ﹤0.01%
1,000
– –
HBAN icon
608
Huntington Bancshares
HBAN
$35.6B
$28K ﹤0.01%
2,139
-434
-17% -$5.62K
HIG icon
609
Hartford Financial Services
HIG
$39.1B
$28K ﹤0.01%
541
-1,500
-73% -$74.3K
IGE icon
610
iShares North American Natural Resources ETF
IGE
$751M
$28K ﹤0.01%
895
– –
ULTA icon
611
Ulta Beauty
ULTA
$23.1B
$28K ﹤0.01%
99
-180
-65% -$52.5K
LGF.A
612
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$28K ﹤0.01%
1,011
– –
BTI icon
613
British American Tobacco
BTI
$128B
$27K ﹤0.01%
401
-47
-10% -$3.27K
CTSH icon
614
Cognizant
CTSH
$25.2B
$27K ﹤0.01%
417
– –
DELL icon
615
Dell
DELL
$308B
$27K ﹤0.01%
1,589
-82
-5% -$1.5K
FPF
616
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$27K ﹤0.01%
1,100
– –
HPQ icon
617
HP
HPQ
$26.4B
$27K ﹤0.01%
1,547
+410
+36% +$7.53K
INFY icon
618
Infosys
INFY
$50.3B
$27K ﹤0.01%
3,688
– –
PBT
619
Permian Basin Royalty Trust
PBT
$1.63B
$27K ﹤0.01%
3,200
– –
AGU
620
DELISTED
Agrium
AGU
$27K ﹤0.01%
300
– –
EA icon
621
Electronic Arts
EA
$52.9B
$26K ﹤0.01%
248
– –
GEN icon
622
Gen Digital
GEN
$16.7B
$26K ﹤0.01%
950
– –
LYB icon
623
LyondellBasell Industries
LYB
$19.3B
$26K ﹤0.01%
316
– –
SCZ icon
624
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$26K ﹤0.01%
452
– –
XLB icon
625
State Street Materials Select Sector SPDR ETF
XLB
$8.64B
$26K ﹤0.01%
990
+190
+24% +$5.05K
23 24
25
26 27

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.