CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.38%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$26.5M
Cap. Flow %
3.2%
Top 10 Hldgs %
45.51%
Holding
1,323
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.75M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.85M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.19M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.74M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.54M

Top Sells

1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.63M
2
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
+$1.04M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$855K
5
TREE icon
LendingTree
TREE
+$775K

Sector Composition

1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ERC
601
Allspring Multi-Sector Income Fund
ERC
$272M
$29K ﹤0.01%
2,235
– –
IXC icon
602
iShares Global Energy ETF
IXC
$1.85B
$29K ﹤0.01%
950
– –
LUV icon
603
Southwest Airlines
LUV
$16.3B
$29K ﹤0.01%
475
– –
LGF.B
604
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$29K ﹤0.01%
1,131
+28
+3% +$718
EEM icon
605
iShares MSCI Emerging Markets ETF
EEM
$19.6B
$28K ﹤0.01%
681
– –
EFR
606
Eaton Vance Senior Floating-Rate Fund
EFR
$343M
$28K ﹤0.01%
1,900
– –
EQAL icon
607
Invesco Russell 1000 Equal Weight ETF
EQAL
$686M
$28K ﹤0.01%
1,000
– –
HBAN icon
608
Huntington Bancshares
HBAN
$25.8B
$28K ﹤0.01%
2,139
-434
-17% -$5.68K
HIG icon
609
Hartford Financial Services
HIG
$36.9B
$28K ﹤0.01%
541
-1,500
-73% -$77.6K
IGE icon
610
iShares North American Natural Resources ETF
IGE
$622M
$28K ﹤0.01%
895
– –
ULTA icon
611
Ulta Beauty
ULTA
$23.1B
$28K ﹤0.01%
99
-180
-65% -$50.9K
LGF.A
612
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$28K ﹤0.01%
1,011
– –
BTI icon
613
British American Tobacco
BTI
$123B
$27K ﹤0.01%
401
-47
-10% -$3.17K
CTSH icon
614
Cognizant
CTSH
$33.8B
$27K ﹤0.01%
417
– –
DELL icon
615
Dell
DELL
$84.2B
$27K ﹤0.01%
1,589
-82
-5% -$1.39K
FPF
616
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.17B
$27K ﹤0.01%
1,100
– –
HPQ icon
617
HP
HPQ
$26.5B
$27K ﹤0.01%
1,547
+410
+36% +$7.16K
INFY icon
618
Infosys
INFY
$70.4B
$27K ﹤0.01%
3,688
– –
PBT
619
Permian Basin Royalty Trust
PBT
$853M
$27K ﹤0.01%
3,200
– –
AGU
620
DELISTED
Agrium
AGU
$27K ﹤0.01%
300
– –
EA icon
621
Electronic Arts
EA
$42.6B
$26K ﹤0.01%
248
– –
GEN icon
622
Gen Digital
GEN
$18B
$26K ﹤0.01%
950
– –
LYB icon
623
LyondellBasell Industries
LYB
$17.5B
$26K ﹤0.01%
316
– –
SCZ icon
624
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.8B
$26K ﹤0.01%
452
– –
XLB icon
625
Materials Select Sector SPDR Fund
XLB
$5.44B
$26K ﹤0.01%
495
+95
+24% +$4.99K
23 24
25
26 27