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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPI
601
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$27K ﹤0.01%
953
– –
EEM icon
602
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$26K ﹤0.01%
681
-187
-22% -$7.1K
PARA
603
DELISTED
Paramount Global Class B
PARA
$26K ﹤0.01%
385
-108
-22% -$7.09K
SWK icon
604
Stanley Black & Decker
SWK
$15.7B
$26K ﹤0.01%
202
– –
VDE icon
605
Vanguard Energy ETF
VDE
$9.74B
$26K ﹤0.01%
276
– –
LGF.B
606
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$26K ﹤0.01%
+1,103
New +$28K
LGF.A
607
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$26K ﹤0.01%
+1,011
New +$27.6K
DFS
608
DELISTED
Discover Financial Services
DFS
$25K ﹤0.01%
366
– –
FPF
609
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$25K ﹤0.01%
1,100
– –
LUV icon
610
Southwest Airlines
LUV
$23B
$25K ﹤0.01%
475
– –
PSLV icon
611
Sprott Physical Silver Trust
PSLV
$13.2B
$25K ﹤0.01%
3,750
– –
SUP
612
DELISTED
Superior Industries International
SUP
$25K ﹤0.01%
1,000
– –
CTXS
613
DELISTED
Citrix Systems Inc
CTXS
$25K ﹤0.01%
309
-79
-20% -$6.16K
BSCJ
614
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$25K ﹤0.01%
1,190
– –
APA icon
615
APA Corp
APA
$13.2B
$24K ﹤0.01%
483
+430
+811% +$24.2K
CTSH icon
616
Cognizant
CTSH
$26B
$24K ﹤0.01%
417
– –
FTA icon
617
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$24K ﹤0.01%
490
– –
HWM icon
618
Howmet Aerospace
HWM
$112B
$24K ﹤0.01%
1,198
+626
+109% +$12.3K
IYT icon
619
iShares US Transportation ETF
IYT
$2.29B
$24K ﹤0.01%
600
– –
PBI icon
620
Pitney Bowes
PBI
$2.39B
$24K ﹤0.01%
1,838
– –
PDM
621
Piedmont Realty Trust
PDM
$1.19B
$24K ﹤0.01%
1,162
– –
PGF icon
622
Invesco Financial Preferred ETF
PGF
$674M
$24K ﹤0.01%
1,290
– –
SCZ icon
623
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$24K ﹤0.01%
452
+175
+63% +$9.2K
TIPZ icon
624
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.4M
$24K ﹤0.01%
425
– –
BN icon
625
Brookfield
BN
$108B
$23K ﹤0.01%
1,783
– –
23 24
25
26 27

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.