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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
601
Broadcom
AVGO
$2.04T
$23K ﹤0.01%
1,320
– –
CATO icon
602
Cato Corp
CATO
$66.1M
$23K ﹤0.01%
775
– –
CTSH icon
603
Cognizant
CTSH
$26B
$23K ﹤0.01%
417
-285
-41% -$15.3K
IGE icon
604
iShares North American Natural Resources ETF
IGE
$758M
$23K ﹤0.01%
+660
New +$23K
LUV icon
605
Southwest Airlines
LUV
$23B
$23K ﹤0.01%
475
– –
PGF icon
606
Invesco Financial Preferred ETF
PGF
$674M
$23K ﹤0.01%
1,290
– –
SWK icon
607
Stanley Black & Decker
SWK
$15.7B
$23K ﹤0.01%
202
– –
VMO icon
608
Invesco Municipal Opportunity Trust
VMO
$663M
$23K ﹤0.01%
1,829
– –
ZTS icon
609
Zoetis
ZTS
$30B
$23K ﹤0.01%
442
-18
-4% -$915
SYKE
610
DELISTED
SYKES Enterprises Inc
SYKE
$23K ﹤0.01%
800
– –
FTA icon
611
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$22K ﹤0.01%
490
– –
GEN icon
612
Gen Digital
GEN
$17.5B
$22K ﹤0.01%
950
– –
J icon
613
Jacobs Solutions
J
$17B
$22K ﹤0.01%
484
– –
NTRS icon
614
Northern Trust
NTRS
$33.9B
$22K ﹤0.01%
250
– –
PCEF icon
615
Invesco CEF Income Composite ETF
PCEF
$814M
$22K ﹤0.01%
1,000
– –
PSLV icon
616
Sprott Physical Silver Trust
PSLV
$13.2B
$22K ﹤0.01%
3,750
– –
SHV icon
617
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$22K ﹤0.01%
200
– –
TRI icon
618
Thomson Reuters
TRI
$44.1B
$22K ﹤0.01%
451
– –
TTE icon
619
TotalEnergies
TTE
$190B
$22K ﹤0.01%
3,575,177
-855,460
-19% -$5.13K
VRSK icon
620
Verisk Analytics
VRSK
$25B
$22K ﹤0.01%
281
– –
VIAB
621
DELISTED
Viacom Inc. Class B
VIAB
$22K ﹤0.01%
651
– –
GPT
622
DELISTED
Gramercy Property Trust
GPT
$22K ﹤0.01%
828
– –
EPP icon
623
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$21K ﹤0.01%
545
– –
ES icon
624
Eversource Energy
ES
$27.2B
$21K ﹤0.01%
389
-120
-24% -$6.41K
ICF icon
625
iShares Select U.S. REIT ETF
ICF
$2.09B
$21K ﹤0.01%
422
+96
+29% +$4.71K
23 24
25
26 27

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.