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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFC icon
601
VF Corp
VFC
$5.89B
$19K ﹤0.01%
331
-192
-37% -$12K
VLO icon
602
Valero Energy
VLO
$85.9B
$19K ﹤0.01%
275
-18
-6% -$1.23K
WFM
603
DELISTED
Whole Foods Market Inc
WFM
$19K ﹤0.01%
572
+58
+11% +$1.84K
SI
604
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$19K ﹤0.01%
200
-73
-27% -$6.93K
IRC
605
DELISTED
INLAND REAL ESTATE CORP
IRC
$19K ﹤0.01%
1,860
-8,140
-81% -$76.1K
FTR
606
DELISTED
Frontier Communications Corp.
FTR
$19K ﹤0.01%
276
-9
-3% -$669
FEEU
607
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN
FEEU
$19K ﹤0.01%
212
– –
BN icon
608
Brookfield
BN
$108B
$18K ﹤0.01%
1,703
-94
-5% -$1.1K
DFS
609
DELISTED
Discover Financial Services
DFS
$18K ﹤0.01%
341
– –
FBT icon
610
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$18K ﹤0.01%
161
– –
FV icon
611
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$18K ﹤0.01%
808
– –
NTRS icon
612
Northern Trust
NTRS
$33.9B
$18K ﹤0.01%
258
– –
RNP icon
613
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$18K ﹤0.01%
1,000
– –
STWD icon
614
Starwood Property Trust
STWD
$6.09B
$18K ﹤0.01%
883
– –
VDE icon
615
Vanguard Energy ETF
VDE
$9.84B
$18K ﹤0.01%
228
-1,740
-88% -$159K
ULTI
616
DELISTED
Ultimate Software Group Inc
ULTI
$18K ﹤0.01%
95
– –
POT
617
DELISTED
Potash Corp Of Saskatchewan
POT
$18K ﹤0.01%
1,087
-500
-32% -$9.95K
BFH icon
618
Bread Financial
BFH
$4.38B
$17K ﹤0.01%
+81
New +$18.3K
CHD icon
619
Church & Dwight Co
CHD
$24.5B
$17K ﹤0.01%
416
– –
ETV
620
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$17K ﹤0.01%
1,175
– –
FXH icon
621
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$17K ﹤0.01%
290
– –
HALO icon
622
Halozyme
HALO
$12.2B
$17K ﹤0.01%
1,000
– –
KYN icon
623
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$17K ﹤0.01%
1,000
– –
NOC icon
624
Northrop Grumman
NOC
$81.2B
$17K ﹤0.01%
93
– –
TLK icon
625
Telkom Indonesia
TLK
$14.9B
$17K ﹤0.01%
808
+300
+59% +$6.17K
23 24
25
26 27

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.