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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
Cap. Flow
+$230M
Cap. Flow %
51.49%
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$29.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$16.8M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$14.5M
4
XOM icon
ExxonMobil
XOM
+$8.64M
5
AAPL icon
Apple
AAPL
+$6.62M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.75M
2
FDX icon
FedEx
FDX
+$770K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$336K
4
CDK
CDK Global, Inc.
CDK
+$164K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$121K

Sector Composition

Rank Sector Weight
1 Financials 11.87%
2 Technology 7.78%
3 Energy 6.14%
4 Healthcare 5.21%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPG icon
601
Simon Property Group
SPG
$72.3B
$17K ﹤0.01%
100
– –
TM icon
602
Toyota
TM
$225B
$17K ﹤0.01%
127
+50
+65% +$6.89K
TRP icon
603
TC Energy
TRP
$65.9B
$17K ﹤0.01%
420
+109
+35% +$4.8K
FSD
604
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$17K ﹤0.01%
1,100
– –
CPHD
605
DELISTED
Cepheid Inc
CPHD
$17K ﹤0.01%
+277
New +$15.8K
BABA icon
606
Alibaba
BABA
$308B
$16K ﹤0.01%
200
+100
+100% +$8.59K
GUT
607
Gabelli Utility Trust
GUT
$559M
$16K ﹤0.01%
2,770
– –
J icon
608
Jacobs Solutions
J
$17B
$16K ﹤0.01%
486
– –
JBHT icon
609
JB Hunt Transport Services
JBHT
$25.2B
$16K ﹤0.01%
+200
New +$17.4K
LUV icon
610
Southwest Airlines
LUV
$23B
$16K ﹤0.01%
475
– –
NFLX icon
611
Netflix
NFLX
$309B
$16K ﹤0.01%
1,750
– –
RPG icon
612
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$16K ﹤0.01%
975
– –
SJNK icon
613
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$16K ﹤0.01%
545
– –
UTG icon
614
Reaves Utility Income Fund
UTG
$3.61B
$16K ﹤0.01%
571
– –
MRO
615
DELISTED
Marathon Oil Corporation
MRO
$16K ﹤0.01%
591
+108
+22% +$3.05K
ASH icon
616
Ashland
ASH
$3.5B
$15K ﹤0.01%
256
+58
+29% +$3.61K
FFC
617
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$15K ﹤0.01%
800
– –
ITUB icon
618
Itaú Unibanco
ITUB
$87.5B
$15K ﹤0.01%
3,338
+1,891
+131% +$8.89K
LBRDK icon
619
Liberty Broadband Class C
LBRDK
$5.15B
$15K ﹤0.01%
292
+23
+9% +$1.23K
NOC icon
620
Northrop Grumman
NOC
$81.2B
$15K ﹤0.01%
+92
New +$14.7K
PSMT icon
621
Pricesmart
PSMT
$5.46B
$15K ﹤0.01%
160
– –
ROP icon
622
Roper Technologies
ROP
$39.8B
$15K ﹤0.01%
+89
New +$15.4K
TEL icon
623
TE Connectivity
TEL
$62.6B
$15K ﹤0.01%
+233
New +$16.1K
TNL icon
624
Travel + Leisure Co
TNL
$4.7B
$15K ﹤0.01%
+396
New +$15.5K
VTWG icon
625
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
$15K ﹤0.01%
+129
New +$14.4K
23 24
25
26 27

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TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.

  • Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
  • Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
  • Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
  • Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
  • Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.