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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEO icon
601
iShares US Oil & Gas Exploration & Production ETF
IEO
$543M
$4K ﹤0.01%
61
– –
IEZ icon
602
iShares US Oil Equipment & Services ETF
IEZ
$364M
$4K ﹤0.01%
74
– –
IMKTA icon
603
Ingles Markets
IMKTA
$1.67B
$4K ﹤0.01%
100
– –
IXC icon
604
iShares Global Energy ETF
IXC
$2.76B
$4K ﹤0.01%
100
-500
-83% -$19.9K
MAN icon
605
ManpowerGroup
MAN
$2.63B
$4K ﹤0.01%
50
– –
MAT icon
606
Mattel
MAT
$4.23B
$4K ﹤0.01%
126
– –
OMC icon
607
Omnicom Group
OMC
$23.4B
$4K ﹤0.01%
60
– –
PPL
608
PPL Corp
PPL
$26.7B
$4K ﹤0.01%
+107
New +$3.5K
RSP icon
609
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$4K ﹤0.01%
55
-5,100
-99% -$396K
SCZ icon
610
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$4K ﹤0.01%
+77
New +$3.63K
SNV
611
DELISTED
Synovus
SNV
$4K ﹤0.01%
145
– –
UNM icon
612
Unum
UNM
$14.3B
$4K ﹤0.01%
125
-1,700
-93% -$57.4K
UYG icon
613
ProShares Ultra Financials
UYG
$847M
$4K ﹤0.01%
+180
New +$4.16K
VRSK icon
614
Verisk Analytics
VRSK
$25B
$4K ﹤0.01%
55
-98
-64% -$6.1K
XLK icon
615
State Street Technology Select Sector SPDR ETF
XLK
$124B
$4K ﹤0.01%
180
-19,276
-99% -$391K
Y
616
DELISTED
Alleghany Corp
Y
$4K ﹤0.01%
8
– –
NE
617
DELISTED
Noble Corporation
NE
$4K ﹤0.01%
250
-100
-29% -$1.91K
CHK
618
DELISTED
Chesapeake Energy Corporation
CHK
$4K ﹤0.01%
1
– –
WFT
619
DELISTED
Weatherford International plc
WFT
$4K ﹤0.01%
320
-13
-4% -$195
ATHN
620
DELISTED
Athenahealth, Inc.
ATHN
$4K ﹤0.01%
27
– –
PCP
621
DELISTED
PRECISION CASTPARTS CORP
PCP
$4K ﹤0.01%
20
-81
-80% -$18.7K
UTIW
622
DELISTED
UTI WORLDWIDE INC
UTIW
$4K ﹤0.01%
300
– –
SD
623
DELISTED
SANDRIDGE ENERGY, INC.
SD
$4K ﹤0.01%
+2,000
New +$6.54K
SI
624
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$4K ﹤0.01%
+36
New +$4K
ARMH
625
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$4K ﹤0.01%
73
-183
-71% -$7.82K
23 24
25
26 27

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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.