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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHFI
601
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$5K ﹤0.01%
76
-380
-83% -$27.3K
BTU
602
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$5K ﹤0.01%
20
– –
ALU
603
DELISTED
Alcatel-Lucent
ALU
$5K ﹤0.01%
1,203
-115
-9% -$452
UTIW
604
DELISTED
UTI WORLDWIDE INC
UTIW
$5K ﹤0.01%
300
– –
CMCSK
605
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$5K ﹤0.01%
+105
New +$5K
FRE.PRZ
606
DELISTED
FREDDIE MAC FIXED FLG RT NON CUM PERP PREF
FRE.PRZ
$5K ﹤0.01%
600
– –
CAM
607
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$5K ﹤0.01%
+85
New +$4.9K
PDLI
608
DELISTED
PDL BioPharma, Inc.
PDLI
$5K ﹤0.01%
+700
New +$5.9K
ACAS
609
DELISTED
American Capital Ltd
ACAS
$5K ﹤0.01%
333
-127
-28% -$1.84K
BKNG icon
610
Booking.com
BKNG
$161B
$4K ﹤0.01%
+100
New +$4.45K
BTI icon
611
British American Tobacco
BTI
$128B
$4K ﹤0.01%
+92
New +$4.9K
CCL icon
612
Carnival Corporation Ltd
CCL
$39.7B
$4K ﹤0.01%
+100
New +$3.53K
CHH icon
613
Choice Hotels
CHH
$4.8B
$4K ﹤0.01%
+100
New +$4.56K
CHRW icon
614
C.H. Robinson
CHRW
$17.5B
$4K ﹤0.01%
73
– –
CHSCP
615
CHS Inc 8% Preferred Stock
CHSCP
$328M
$4K ﹤0.01%
166
– –
CMG icon
616
Chipotle Mexican Grill
CMG
$41.5B
$4K ﹤0.01%
400
– –
EOD
617
Allspring Global Dividend Opportunity Fund
EOD
$286M
$4K ﹤0.01%
650
– –
GD icon
618
General Dynamics
GD
$106B
$4K ﹤0.01%
46
– –
GDX icon
619
VanEck Gold Miners ETF
GDX
$27.4B
$4K ﹤0.01%
215
-600
-74% -$13.9K
GM icon
620
General Motors
GM
$76.8B
$4K ﹤0.01%
101
+7
+7% +$264
GRMN
621
Garmin
GRMN
$60B
$4K ﹤0.01%
+100
New +$4.74K
HSBC icon
622
HSBC
HSBC
$356B
$4K ﹤0.01%
+104
New +$4.92K
JQC icon
623
Nuveen Credit Strategies Income Fund
JQC
$711M
$4K ﹤0.01%
490
– –
NRP icon
624
Natural Resource Partners
NRP
$1.42B
$4K ﹤0.01%
+23
New +$4.59K
NUV icon
625
Nuveen Municipal Value Fund
NUV
$1.91B
$4K ﹤0.01%
500
– –
23 24
25
26 27

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6M
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CCT
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RM
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Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.