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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
576
SLB Ltd
SLB
$79.7B
$76K 0.01%
3,524
-2,321
-40% -$43.8K
RBNC
577
DELISTED
Reliant Bancorp, Inc. Common Stock
RBNC
$76K 0.01%
4,095
– –
BIDU icon
578
Baidu
BIDU
$35.9B
$75K 0.01%
347
+195
+128% +$29K
MBB icon
579
iShares MBS ETF
MBB
$39B
$75K 0.01%
683
– –
NVG icon
580
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$75K 0.01%
4,525
+60
+1% +$966
NWL icon
581
Newell Brands
NWL
$2.62B
$75K 0.01%
3,552
-112
-3% -$2.18K
SE icon
582
Sea Limited
SE
$80.5B
$75K 0.01%
381
+20
+6% +$3.56K
TWLO icon
583
Twilio
TWLO
$39.3B
$75K 0.01%
224
-189
-46% -$59.1K
DNMR
584
DELISTED
Danimer Scientific, Inc.
DNMR
$75K 0.01%
+81
New +$43.5K
OXY icon
585
Occidental Petroleum
OXY
$59B
$74K ﹤0.01%
4,285
-852
-17% -$11.7K
SNY icon
586
Sanofi
SNY
$104B
$74K ﹤0.01%
1,535
-203
-12% -$10K
XLP icon
587
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$74K ﹤0.01%
1,109
+204
+23% +$13.5K
BND icon
588
Vanguard Total Bond Market
BND
$161B
$73K ﹤0.01%
830
-430
-34% -$37.8K
EEM icon
589
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$73K ﹤0.01%
1,426
+1,098
+335% +$52.8K
HYLB icon
590
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.47B
$73K ﹤0.01%
1,825
-1,291
-41% -$50.7K
YORW icon
591
York Water
YORW
$527M
$73K ﹤0.01%
1,575
– –
DGRE icon
592
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$72K ﹤0.01%
2,560
-190
-7% -$4.98K
FAZ
593
Direxion Daily Financial Bear 3x ETF
FAZ
$86M
$72K ﹤0.01%
125
– –
ICLR icon
594
Icon
ICLR
$12.8B
$72K ﹤0.01%
370
– –
IP icon
595
International Paper
IP
$22.1B
$72K ﹤0.01%
1,540
-152
-9% -$6.8K
MEAR icon
596
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$72K ﹤0.01%
1,450
– –
QSR icon
597
Restaurant Brands International
QSR
$25.6B
$72K ﹤0.01%
1,179
– –
EIX icon
598
Edison International
EIX
$26.9B
$71K ﹤0.01%
1,132
+104
+10% +$6.26K
IHDG icon
599
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$71K ﹤0.01%
1,830
– –
IYH icon
600
iShares US Healthcare ETF
IYH
$3.76B
$71K ﹤0.01%
1,455
– –
22 23
24
25 26

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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.