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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMB icon
576
Williams Companies
WMB
$86.1B
$64K 0.01%
2,308
– –
MIC
577
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$64K 0.01%
1,600
– –
NVDA icon
578
NVIDIA
NVDA
$5.42T
$63K 0.01%
15,400
-111,760
-88% -$463K
PFFD icon
579
Global X US Preferred ETF
PFFD
$2.17B
$63K 0.01%
2,573
+207
+9% +$5.03K
DATA
580
DELISTED
Tableau Software, Inc.
DATA
$63K 0.01%
381
+110
+41% +$14.5K
CXW icon
581
CoreCivic
CXW
$3.19B
$62K 0.01%
3,010
+853
+40% +$18.4K
FTV icon
582
Fortive
FTV
$18.6B
$62K 0.01%
1,219
-15
-1% -$779
CEF icon
583
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$61K 0.01%
4,656
– –
FE icon
584
FirstEnergy
FE
$27.5B
$61K 0.01%
1,443
– –
MSI icon
585
Motorola Solutions
MSI
$77.4B
$61K 0.01%
371
+36
+11% +$5.42K
PPL
586
PPL Corp
PPL
$26.7B
$61K 0.01%
1,988
– –
PXD
587
DELISTED
Pioneer Natural Resource Co.
PXD
$60K 0.01%
394
+286
+265% +$43.9K
NOC icon
588
Northrop Grumman
NOC
$81.2B
$59K 0.01%
183
– –
PGX icon
589
Invesco Preferred ETF
PGX
$3.79B
$59K 0.01%
4,059
– –
TAN icon
590
Invesco Solar ETF
TAN
$1.49B
$59K 0.01%
2,120
– –
HYLB icon
591
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$58K 0.01%
+1,451
New +$57.7K
ROP icon
592
Roper Technologies
ROP
$39.8B
$58K 0.01%
161
+40
+33% +$14.2K
ICLR icon
593
Icon
ICLR
$12.7B
$57K 0.01%
373
-28
-7% -$3.93K
RDOG icon
594
ALPS REIT Dividend Dogs ETF
RDOG
$11.3M
$57K 0.01%
1,213
– –
CIM
595
Chimera Investment
CIM
$1B
$56K ﹤0.01%
1,000
+333
+50% +$18.9K
FXL icon
596
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$56K ﹤0.01%
854
– –
YORW icon
597
York Water
YORW
$514M
$56K ﹤0.01%
1,575
– –
INDA icon
598
iShares MSCI India ETF
INDA
$6.63B
$55K ﹤0.01%
1,560
– –
AOR icon
599
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
$54K ﹤0.01%
1,188
– –
CPB icon
600
Campbell Soup
CPB
$6.87B
$53K ﹤0.01%
1,337
-50
-4% -$1.96K
22 23
24
25 26

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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.