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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMT icon
576
Blackstone Mortgage Trust
BXMT
$2.38B
$48K ﹤0.01%
+1,414
New +$48K
CASY icon
577
Casey's General Stores
CASY
$30.9B
$48K ﹤0.01%
+375
New +$49K
DFE icon
578
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$48K ﹤0.01%
837
+137
+20% +$7.91K
FTC icon
579
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$48K ﹤0.01%
730
– –
VRTX icon
580
Vertex Pharmaceuticals
VRTX
$126B
$48K ﹤0.01%
266
+59
+29% +$10.9K
CC icon
581
Chemours
CC
$2.37B
$47K ﹤0.01%
1,267
+40
+3% +$1.46K
DLR icon
582
Digital Realty Trust
DLR
$71.7B
$47K ﹤0.01%
400
– –
MSI icon
583
Motorola Solutions
MSI
$77.4B
$47K ﹤0.01%
335
-15
-4% -$1.95K
PID icon
584
Invesco International Dividend Achievers ETF
PID
$919M
$47K ﹤0.01%
3,000
– –
RWR icon
585
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$47K ﹤0.01%
482
– –
VOD icon
586
Vodafone
VOD
$37.4B
$47K ﹤0.01%
2,615
+2,008
+331% +$37.2K
TTE icon
587
TotalEnergies
TTE
$190B
$46K ﹤0.01%
841
-76,124
-99% -$817K
ALB icon
588
Albemarle
ALB
$15.5B
$45K ﹤0.01%
551
– –
EOG icon
589
EOG Resources
EOG
$70.7B
$45K ﹤0.01%
473
– –
PEBK icon
590
Peoples Bancorp of North Carolina
PEBK
$229M
$45K ﹤0.01%
1,698
– –
BOTZ icon
591
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.57B
$44K ﹤0.01%
2,193
– –
PKB icon
592
Invesco Building & Construction ETF
PKB
$399M
$44K ﹤0.01%
1,600
– –
HR icon
593
Healthcare Realty
HR
$6.84B
$43K ﹤0.01%
1,511
-352
-19% -$9.79K
BN icon
594
Brookfield
BN
$108B
$42K ﹤0.01%
2,556
+1,188
+87% +$18.5K
CHTR icon
595
Charter Communications
CHTR
$18.2B
$42K ﹤0.01%
123
+4
+3% +$1.32K
LHX icon
596
L3Harris
LHX
$53.4B
$42K ﹤0.01%
269
-10
-4% -$1.54K
BIDU icon
597
Baidu
BIDU
$37.2B
$41K ﹤0.01%
250
+8
+3% +$1.34K
CTSH icon
598
Cognizant
CTSH
$26B
$41K ﹤0.01%
568
– –
CXW icon
599
CoreCivic
CXW
$3.19B
$41K ﹤0.01%
2,157
+1,541
+250% +$30.4K
IGIB icon
600
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$41K ﹤0.01%
756
– –
22 23
24
25 26

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NFG
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6M
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RFA
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CCT
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C
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RM
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.