CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
-1.67%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.1M
Cap. Flow %
1.66%
Top 10 Hldgs %
50.32%
Holding
1,413
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.62M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.15M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.95M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.3M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2M

Top Sells

1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.55M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.43M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.87M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.48M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.26M

Sector Composition

1 Financials 8.36%
2 Technology 5.39%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EQAL icon
576
Invesco Russell 1000 Equal Weight ETF
EQAL
$689M
$30K ﹤0.01%
1,000
– –
NUV icon
577
Nuveen Municipal Value Fund
NUV
$1.82B
$30K ﹤0.01%
3,250
– –
NVG icon
578
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.6B
$30K ﹤0.01%
2,081
– –
NWG icon
579
NatWest
NWG
$56.7B
$30K ﹤0.01%
3,798
– –
PBT
580
Permian Basin Royalty Trust
PBT
$838M
$30K ﹤0.01%
3,200
– –
PEG icon
581
Public Service Enterprise Group
PEG
$40B
$30K ﹤0.01%
608
+400
+192% +$19.7K
PGR icon
582
Progressive
PGR
$144B
$30K ﹤0.01%
499
– –
SLYV icon
583
SPDR S&P 600 Small Cap Value ETF
SLYV
$4.08B
$30K ﹤0.01%
502
– –
LGF.B
584
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$30K ﹤0.01%
1,282
– –
ANF icon
585
Abercrombie & Fitch
ANF
$4.49B
$29K ﹤0.01%
1,204
– –
DGX icon
586
Quest Diagnostics
DGX
$20.4B
$29K ﹤0.01%
297
-19
-6% -$1.86K
ERC
587
Allspring Multi-Sector Income Fund
ERC
$270M
$29K ﹤0.01%
2,235
– –
FLOT icon
588
iShares Floating Rate Bond ETF
FLOT
$9.12B
$29K ﹤0.01%
+585
New +$29K
EFR
589
Eaton Vance Senior Floating-Rate Fund
EFR
$343M
$28K ﹤0.01%
1,900
– –
FFC
590
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$793M
$28K ﹤0.01%
1,485
+685
+86% +$12.9K
MJ icon
591
Amplify Alternative Harvest ETF
MJ
$178M
$28K ﹤0.01%
+80
New +$28K
VLO icon
592
Valero Energy
VLO
$48.9B
$28K ﹤0.01%
310
– –
XLB icon
593
Materials Select Sector SPDR Fund
XLB
$5.52B
$28K ﹤0.01%
497
+1
+0.2% +$56
CDK
594
DELISTED
CDK Global, Inc.
CDK
$28K ﹤0.01%
450
-31
-6% -$1.93K
TIF
595
DELISTED
Tiffany & Co.
TIF
$28K ﹤0.01%
292
– –
BOJA
596
DELISTED
Bojangles', Inc. Common Stock
BOJA
$28K ﹤0.01%
2,040
-3,900
-66% -$53.5K
EXPE icon
597
Expedia Group
EXPE
$26.9B
$27K ﹤0.01%
250
– –
PTF icon
598
Invesco Dorsey Wright Technology Momentum ETF
PTF
$371M
$27K ﹤0.01%
1,440
– –
QSR icon
599
Restaurant Brands International
QSR
$20.3B
$27K ﹤0.01%
475
+19
+4% +$1.08K
TTE icon
600
TotalEnergies
TTE
$133B
$27K ﹤0.01%
475
+2
+0.4% +$114
22 23
24
25 26