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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQAL icon
576
Invesco Russell 1000 Equal Weight ETF
EQAL
$838M
$30K ﹤0.01%
1,000
– –
NUV icon
577
Nuveen Municipal Value Fund
NUV
$1.9B
$30K ﹤0.01%
3,250
– –
NVG icon
578
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$30K ﹤0.01%
2,081
– –
NWG icon
579
NatWest
NWG
$76.2B
$30K ﹤0.01%
3,798
– –
PBT
580
Permian Basin Royalty Trust
PBT
$1.51B
$30K ﹤0.01%
3,200
– –
PEG icon
581
Public Service Enterprise Group
PEG
$37.2B
$30K ﹤0.01%
608
+400
+192% +$19.6K
PGR icon
582
Progressive
PGR
$124B
$30K ﹤0.01%
499
– –
SLYV icon
583
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.05B
$30K ﹤0.01%
502
– –
LGF.B
584
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$30K ﹤0.01%
1,282
– –
ANF icon
585
Abercrombie & Fitch
ANF
$5.26B
$29K ﹤0.01%
1,204
– –
DGX icon
586
Quest Diagnostics
DGX
$26.1B
$29K ﹤0.01%
297
-19
-6% -$1.95K
ERC
587
Allspring Multi-Sector Income Fund
ERC
$261M
$29K ﹤0.01%
2,235
– –
FLOT icon
588
iShares Floating Rate Bond ETF
FLOT
$10.5B
$29K ﹤0.01%
+585
New +$29.8K
EFR
589
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
$28K ﹤0.01%
1,900
– –
FFC
590
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$783M
$28K ﹤0.01%
1,485
+685
+86% +$13.2K
MJ icon
591
Amplify Alternative Harvest ETF
MJ
$104M
$28K ﹤0.01%
+80
New +$32.2K
VLO icon
592
Valero Energy
VLO
$90.5B
$28K ﹤0.01%
310
– –
XLB icon
593
State Street Materials Select Sector SPDR ETF
XLB
$8.68B
$28K ﹤0.01%
994
+2
+0.2% +$61
CDK
594
DELISTED
CDK Global, Inc.
CDK
$28K ﹤0.01%
450
-31
-6% -$2.17K
TIF
595
DELISTED
Tiffany & Co.
TIF
$28K ﹤0.01%
292
– –
BOJA
596
DELISTED
Bojangles', Inc. Common Stock
BOJA
$28K ﹤0.01%
2,040
-3,900
-66% -$50.1K
EXPE icon
597
Expedia Group
EXPE
$37.2B
$27K ﹤0.01%
250
– –
PTF icon
598
Invesco Dorsey Wright Technology Momentum ETF
PTF
$628M
$27K ﹤0.01%
1,440
– –
QSR icon
599
Restaurant Brands International
QSR
$25.5B
$27K ﹤0.01%
475
+19
+4% +$1.13K
TTE icon
600
TotalEnergies
TTE
$195B
$27K ﹤0.01%
43,522
+183
+0.4% +$114
22 23
24
25 26

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.