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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KNX icon
576
Knight Transportation
KNX
$11.4B
$30K ﹤0.01%
704
– –
MKTX icon
577
MarketAxess Holdings
MKTX
$5.73B
$30K ﹤0.01%
150
– –
XLB icon
578
State Street Materials Select Sector SPDR ETF
XLB
$8.64B
$30K ﹤0.01%
992
– –
ZTS icon
579
Zoetis
ZTS
$31.4B
$30K ﹤0.01%
424
– –
TIF
580
DELISTED
Tiffany & Co.
TIF
$30K ﹤0.01%
+292
New +$27.8K
CTSH icon
581
Cognizant
CTSH
$25.7B
$29K ﹤0.01%
417
– –
ERC
582
Allspring Multi-Sector Income Fund
ERC
$261M
$29K ﹤0.01%
2,235
– –
EXPE icon
583
Expedia Group
EXPE
$37.2B
$29K ﹤0.01%
250
– –
BT
584
DELISTED
BT Group plc (ADR)
BT
$29K ﹤0.01%
1,600
– –
HSBC icon
585
HSBC
HSBC
$355B
$28K ﹤0.01%
613
+1
+0.2% +$45
PBT
586
Permian Basin Royalty Trust
PBT
$1.48B
$28K ﹤0.01%
3,200
– –
PGR icon
587
Progressive
PGR
$125B
$28K ﹤0.01%
499
– –
QSR icon
588
Restaurant Brands International
QSR
$25.6B
$28K ﹤0.01%
456
– –
UYG icon
589
ProShares Ultra Financials
UYG
$846M
$28K ﹤0.01%
660
– –
VLO icon
590
Valero Energy
VLO
$86.4B
$28K ﹤0.01%
310
– –
EBAY icon
591
eBay
EBAY
$50.4B
$27K ﹤0.01%
738
– –
EFR
592
Eaton Vance Senior Floating-Rate Fund
EFR
$316M
$27K ﹤0.01%
1,900
– –
ES icon
593
Eversource Energy
ES
$27.3B
$27K ﹤0.01%
441
– –
FXH icon
594
First Trust Health Care AlphaDEX Fund
FXH
$1.07B
$27K ﹤0.01%
390
-150
-28% -$10.2K
UTG icon
595
Reaves Utility Income Fund
UTG
$3.62B
$27K ﹤0.01%
892
– –
WSM icon
596
Williams-Sonoma
WSM
$29.4B
$27K ﹤0.01%
1,052
– –
CTXS
597
DELISTED
Citrix Systems Inc
CTXS
$27K ﹤0.01%
309
– –
AYI icon
598
Acuity Brands
AYI
$10.8B
$26K ﹤0.01%
148
– –
EA
599
DELISTED
Electronic Arts
EA
$26K ﹤0.01%
248
– –
FPF
600
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$26K ﹤0.01%
1,100
– –
22 23
24
25 26

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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.