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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGE icon
576
iShares North American Natural Resources ETF
IGE
$758M
$30K ﹤0.01%
895
+235
+36% +$8.27K
NVG icon
577
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$30K ﹤0.01%
2,081
– –
PID icon
578
Invesco International Dividend Achievers ETF
PID
$919M
$30K ﹤0.01%
2,000
– –
BTI icon
579
British American Tobacco
BTI
$128B
$29K ﹤0.01%
448
– –
EPP icon
580
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$29K ﹤0.01%
667
+122
+22% +$5.25K
ERC
581
Allspring Multi-Sector Income Fund
ERC
$259M
$29K ﹤0.01%
2,235
– –
GEN icon
582
Gen Digital
GEN
$17.5B
$29K ﹤0.01%
950
– –
INFY icon
583
Infosys
INFY
$50.7B
$29K ﹤0.01%
+3,688
New +$27.5K
K
584
DELISTED
Kellanova
K
$29K ﹤0.01%
426
– –
NFG icon
585
National Fuel Gas
NFG
$7.65B
$29K ﹤0.01%
+500
New +$29.4K
NVO
586
Novo Nordisk
NVO
$209B
$29K ﹤0.01%
1,740
– –
PBT
587
Permian Basin Royalty Trust
PBT
$1.49B
$29K ﹤0.01%
3,200
– –
VTRS icon
588
Viatris
VTRS
$18.9B
$29K ﹤0.01%
752
-337
-31% -$13.6K
EFR
589
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$28K ﹤0.01%
1,900
– –
EQAL icon
590
Invesco Russell 1000 Equal Weight ETF
EQAL
$838M
$28K ﹤0.01%
1,000
-1,000
-50% -$27.9K
HPE icon
591
Hewlett Packard
HPE
$70.5B
$28K ﹤0.01%
2,053
– –
LYB icon
592
LyondellBasell Industries
LYB
$19.2B
$28K ﹤0.01%
316
– –
TECH icon
593
Bio-Techne
TECH
$11.3B
$28K ﹤0.01%
1,140
– –
UTG icon
594
Reaves Utility Income Fund
UTG
$3.61B
$28K ﹤0.01%
892
– –
WSM icon
595
Williams-Sonoma
WSM
$29.6B
$28K ﹤0.01%
+1,052
New +$25.6K
ROIC
596
DELISTED
Retail Opportunity Investments Corp.
ROIC
$28K ﹤0.01%
1,350
– –
AGU
597
DELISTED
Agrium
AGU
$28K ﹤0.01%
300
– –
DGX icon
598
Quest Diagnostics
DGX
$26.3B
$27K ﹤0.01%
279
– –
DIV icon
599
Global X SuperDividend US ETF
DIV
$783M
$27K ﹤0.01%
1,073
– –
HOG icon
600
Harley-Davidson
HOG
$2.71B
$27K ﹤0.01%
461
– –
22 23
24
25 26

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CCT
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RM
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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.