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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCG icon
576
PG&E
PCG
$38.5B
$24K ﹤0.01%
415
– –
TIPZ icon
577
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.4M
$24K ﹤0.01%
425
– –
CTXS
578
DELISTED
Citrix Systems Inc
CTXS
$24K ﹤0.01%
388
– –
SYKE
579
DELISTED
SYKES Enterprises Inc
SYKE
$24K ﹤0.01%
800
– –
APA icon
580
APA Corp
APA
$13.2B
$23K ﹤0.01%
480
+426
+789% +$17.7K
CMI icon
581
Cummins
CMI
$88.7B
$23K ﹤0.01%
218
+150
+221% +$14.5K
PDM
582
Piedmont Realty Trust
PDM
$1.19B
$23K ﹤0.01%
1,162
-410
-26% -$7.64K
VLO icon
583
Valero Energy
VLO
$85.9B
$23K ﹤0.01%
365
+90
+33% +$5.72K
VTIP icon
584
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$23K ﹤0.01%
+482
New +$23.4K
WPP icon
585
WPP
WPP
$5.94B
$23K ﹤0.01%
203
-10
-5% -$1.08K
LM
586
DELISTED
Legg Mason, Inc.
LM
$23K ﹤0.01%
684
– –
CTAS icon
587
Cintas
CTAS
$81.3B
$22K ﹤0.01%
1,000
– –
NGG icon
588
National Grid
NGG
$81.3B
$22K ﹤0.01%
333
– –
OMC icon
589
Omnicom Group
OMC
$23.4B
$22K ﹤0.01%
275
– –
SHV icon
590
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$22K ﹤0.01%
+200
New +$22.1K
SLF icon
591
Sun Life Financial
SLF
$45.4B
$22K ﹤0.01%
702
– –
SUP
592
DELISTED
Superior Industries International
SUP
$22K ﹤0.01%
1,000
-2,900
-74% -$56.9K
VRSK icon
593
Verisk Analytics
VRSK
$25B
$22K ﹤0.01%
281
+5
+2% +$365
FTR
594
DELISTED
Frontier Communications Corp.
FTR
$22K ﹤0.01%
269
-7
-3% -$509
AVGO icon
595
Broadcom
AVGO
$2.04T
$21K ﹤0.01%
+1,390
New +$18.8K
BTI icon
596
British American Tobacco
BTI
$128B
$21K ﹤0.01%
364
-38
-9% -$2.09K
DGX icon
597
Quest Diagnostics
DGX
$26.3B
$21K ﹤0.01%
294
– –
DVA icon
598
DaVita
DVA
$11.7B
$21K ﹤0.01%
298
-46
-13% -$3.11K
EPP icon
599
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$21K ﹤0.01%
545
+245
+82% +$8.88K
KXI icon
600
iShares Global Consumer Staples ETF
KXI
$1.07B
$21K ﹤0.01%
440
– –
22 23
24
25 26

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.