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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPG icon
576
Simon Property Group
SPG
$72.3B
$20K ﹤0.01%
100
– –
VRSK icon
577
Verisk Analytics
VRSK
$25B
$20K ﹤0.01%
262
-2
-0.8% -$149
RPAI
578
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$20K ﹤0.01%
1,410
– –
BCS.PR.CL
579
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$20K ﹤0.01%
800
– –
JTP
580
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$20K ﹤0.01%
2,500
– –
NQU
581
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$20K ﹤0.01%
1,466
– –
BBWI icon
582
Bath & Body Works
BBWI
$4.1B
$19K ﹤0.01%
+247
New +$17.1K
IP icon
583
International Paper
IP
$22B
$19K ﹤0.01%
489
-226
-32% -$9.58K
IWS icon
584
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$19K ﹤0.01%
280
– –
PWV icon
585
Invesco Large Cap Value ETF
PWV
$1.76B
$19K ﹤0.01%
654
+608
+1,322% +$18.1K
GG
586
DELISTED
Goldcorp Inc
GG
$19K ﹤0.01%
1,300
-400
-24% -$5.59K
CHD icon
587
Church & Dwight Co
CHD
$24.5B
$18K ﹤0.01%
416
+116
+39% +$4.97K
DFS
588
DELISTED
Discover Financial Services
DFS
$18K ﹤0.01%
341
-43
-11% -$2.36K
FV icon
589
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$18K ﹤0.01%
+808
New +$19.5K
RNP icon
590
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$18K ﹤0.01%
1,000
– –
ROP icon
591
Roper Technologies
ROP
$39.8B
$18K ﹤0.01%
107
+18
+20% +$2.98K
STWD icon
592
Starwood Property Trust
STWD
$6.09B
$18K ﹤0.01%
883
-402
-31% -$8.71K
SWK icon
593
Stanley Black & Decker
SWK
$15.7B
$18K ﹤0.01%
185
+10
+6% +$1.03K
WSM icon
594
Williams-Sonoma
WSM
$29.6B
$18K ﹤0.01%
+484
New +$19.7K
IRR
595
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$18K ﹤0.01%
3,000
– –
ETG
596
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$17K ﹤0.01%
1,080
– –
ETV
597
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$17K ﹤0.01%
1,175
– –
EXC icon
598
Exelon
EXC
$47B
$17K ﹤0.01%
824
+187
+29% +$4.2K
FXH icon
599
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$17K ﹤0.01%
+290
New +$19.2K
LEG icon
600
Leggett & Platt
LEG
$1.31B
$17K ﹤0.01%
400
– –
22 23
24
25 26

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.